Stephen L. Smith Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Stephen L. Smith Corp. provides financial consulting to state and municipal government entities and public trusts, focusing on the design, structuring and administration of public debt issuances, including repayment schedules, documentation, and the timing and funding of transactions. Services are limited to government securities and public trusts and are billed on a schedule tied to the amount of debt issued.
The firm does not exercise discretionary investment management or custody; instead it uses public records and issuer information to advise issuers, assist with communications to boards and stakeholders, and identify prospective funding sources. It describes employing both short‑ and long‑term financing strategies to accomplish client projects and coordinates reporting through registrars/paying agents.
Distinctive features include registration as a municipal advisor and a primary client focus on political subdivisions of Oklahoma, a client type that is uncommon among investment-manager firms. The firm operates with two management personnel, reported no assets under management as of December 2025, and has an affiliated entity that provides lease processing and property management, a related-business arrangement the brochure notes occupies a small portion of firm time and is structured to avoid dual billing.
Client services
Expertise
Occupation focus
Fee options
$0 - $100,000: 1.75% $100,001 - $200,000: 1.50% $200,001 - $300,000: 1.25% $300,001+: 1.00%
Minimum fee: Minimum fee of $7,500 annually
Main office
531 East "A" Street, Suite 301
Jenks OK 74037
Advisors at this office
2
Most active in
Oklahoma
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Advisors at this firm
Jordan S
Series 63, Series 65
Jenks, OK
Stephen L. Smith Corporation
Jordan Smith is a financial advisor with Stephen L. Smith Corporation, holding Series 63 and Series 65 designations and 17 years of industry experience. He has been with Stephen L. Smith Corporation since 2001. Outside of his advisory role, he serves as managing partner of Standard Capital Finance, a company specializing in package lease financing for equipment. Stephen L. Smith Corporation provides financial consulting services to state and municipal issuers and public trusts, focusing on Oklahoma political subdivisions and assisting with public debt issuance. The firm advises on timing and funding of public financings and limits its services to government securities and public trusts without managing client assets.
Andrew D
Series 65
Jenks, OK
Stephen L. Smith Corporation
Andrew Davis is a Series 65-licensed advisor with Stephen L. Smith Corporation, where he has worked since 2005, accumulating 16 years of industry experience. He is also the owner and manager of Standard Capital Finance in Tulsa, which provides lease finance servicing. Stephen L. Smith Corporation specializes in financial consulting for state and municipal issuers and public trusts, primarily assisting Oklahoma political subdivisions with public debt issuance and related transaction management. The firm focuses exclusively on government securities and public trusts, offering advisory services without taking custody of client assets or providing investment direction.
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