A complete list of active advisors currently associated with Stephen Smith Financial Inc.
Warmer can help you find a great advisor at Stephen Smith Financial Inc. or one who fits your needs even better.
The firm provides discretionary investment advisory and managed-account services to individual and high‑net‑worth clients, delivering portfolio management across stocks, bonds, mutual funds, ETFs and annuities. Services also include development and delivery of a one‑time financial plan alongside ongoing supervisory oversight of managed accounts. Investment approach is tailored to client objectives and risk tolerances and may incorporate asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term strategies; the firm may recommend unaffiliated third‑party sub‑advisors to manage all or a portion of client assets. The firm also uses internally developed artificial intelligence and machine‑learning tools to support business functions and a financial planning platform, with a human overlay and testing to limit data and security risk. Noteworthy features include that the firm reports its assets as managed on a discretionary basis only, and it provides a single initial financial plan with additional planning available on request. A principal of the firm is also a licensed insurance agent who may offer commissionable insurance products and spends a portion of time on those activities; the firm recommends an existing custodian relationship (the brochure cites Charles Schwab) and does not vote client proxies on behalf of accounts.
To learn more about the advisors currently working at Stephen Smith Financial Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Schaumburg, IL
| 8
| |
Schaumburg, IL
| 10
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)