Overland Park, KS Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Stepp & Rothwell Inc
Team
Firm-wide stats for Stepp & Rothwell Inc
Clients per advisor
57 TypicalAvg AUM per client
$3,054,350 Very HighHNW client ratio
81% Very HighAbout
Stepp & Rothwell is a team of seven advisors managing roughly $1.06 billion for about 339 clients. The firm serves individuals (including high‑net‑worth clients), business entities, trusts, estates and charitable organizations, offering financial planning and consulting alongside discretionary portfolio management and standalone investment supervision.
Portfolios are customized to each client's objectives with primary allocations to mutual funds, ETFs and fixed income, and accounts are reviewed on an ongoing basis. The firm employs a range of strategies — from long‑ and short‑term positions to, where authorized, options, short sales and margin — and may, on a non‑discretionary basis, recommend investments in unaffiliated private investment funds after conducting due diligence.
Distinctive elements disclosed in the brochure include the firm’s acceptance of certain trustee roles and delegated account access (including password access to retirement accounts), arrangements that give rise to custody responsibilities and additional oversight. Stepp & Rothwell also notes negotiated and grandfathered fee arrangements for legacy clients, maintains written personal‑trading and proxy policies, and generally recommends Charles Schwab as custodian while receiving certain third‑party support services.
Based on Stepp & Rothwell Inc
Expertise
Based on Stepp & Rothwell Inc
Location
7300 College Boulevard, Suite 100
Overland Park KS 66210-2301
Advisors at this office
4
Advisors at this office
Kenneth E
CFP®, CFA®
Overland Park, KS
Stepp & Rothwell Inc
Kenneth Eaton is a CFP® and CFA® with 21 years of experience in the financial industry. He has been with Stepp & Rothwell Inc. since 1995. Stepp & Rothwell serves individuals, business entities, trusts, estates, and charitable organizations with financial planning, consulting, and investment advisory services. The firm uses a variety of investment strategies including mutual funds, ETFs, fixed income securities, and options, and provides ongoing account reviews and customizable client arrangements.
Meridith N
CFP®, Series 65
Overland Park, KS
Stepp & Rothwell Inc
Meridith Nelson is a CFP® and Series 65 credentialed advisor at Stepp & Rothwell Inc with five years of industry experience. Prior to joining Stepp & Rothwell, she worked in healthcare roles at OSF Healthcare and OSF St. Joseph Medical Center. Stepp & Rothwell serves individuals, business entities, trusts, estates, and charitable organizations with financial planning, consulting, and investment advisory services. The firm’s portfolios primarily include mutual funds, ETFs, and fixed income securities, employing various strategies and offering both discretionary and non-discretionary client arrangements.
Amy G
Series 65
Overland Park, KS
Stepp & Rothwell Inc
Amy Guerich is a financial advisor at Stepp & Rothwell Inc with eight years of industry experience. She holds a Series 65 designation and has been with Stepp & Rothwell since 2016. Stepp & Rothwell is a team of seven advisors managing approximately $1.06 billion for about 339 clients, including individuals, business entities, trusts, estates, and charitable organizations. The firm offers customized financial planning, discretionary portfolio management, and standalone investment supervision, employing a variety of strategies tailored to client objectives.
Ross L
Series 65
Overland Park, KS
Stepp & Rothwell Inc
Ross Lehman is a financial advisor at Stepp & Rothwell Inc. with seven years of industry experience. He holds a Series 65 designation and has been with Stepp & Rothwell since 2018. Prior to joining the firm, he worked at Notre Dame from 2015 to 2017. Stepp & Rothwell serves individuals, business entities, trusts, estates, and charitable organizations by providing financial planning, consulting, and investment advisory services. The firm uses a range of investment strategies including mutual funds, ETFs, fixed income securities, options, and margin transactions, and offers both discretionary and non-discretionary client arrangements.
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