Park City, UT Office

Stepp & Rothwell is a team of seven advisors managing roughly $1.06 billion for about 339 clients. The firm serves individuals (including high‑net‑worth clients), business entities, trusts, estates and charitable organizations, offering financial planning and consulting alongside discretionary portfolio management and standalone investment supervision.

Portfolios are customized to each client's objectives with primary allocations to mutual funds, ETFs and fixed income, and accounts are reviewed on an ongoing basis. The firm employs a range of strategies — from long‑ and short‑term positions to, where authorized, options, short sales and margin — and may, on a non‑discretionary basis, recommend investments in unaffiliated private investment funds after conducting due diligence.

Distinctive elements disclosed in the brochure include the firm’s acceptance of certain trustee roles and delegated account access (including password access to retirement accounts), arrangements that give rise to custody responsibilities and additional oversight. Stepp & Rothwell also notes negotiated and grandfathered fee arrangements for legacy clients, maintains written personal‑trading and proxy policies, and generally recommends Charles Schwab as custodian while receiving certain third‑party support services.