Sternt Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$296,309,229
Clients
649
Advisors
2
of 3 employees
About
Stern Capital Management provides portfolio management, financial planning, and retirement rollover advice primarily to individual clients — including high‑net‑worth individuals — as well as charitable organizations and plan participants. The firm manages accounts using model asset allocation portfolios invested mainly in mutual funds and ETFs and offers services on both a discretionary and non‑discretionary basis.
Portfolios are implemented and monitored at the model level (with quarterly reviews of the models) and accounts are managed to the portfolio’s stated goal rather than bespoke security selection for each client, though clients may impose reasonable investment restrictions. The firm also delivers standalone financial planning and rollover guidance and sends routine reminders for clients to update suitability information.
Distinctive features include a high client load relative to the number of advisors — roughly 649 clients across three advisors — so client relationships are administered at scale through model portfolios and institutional custody arrangements that provide access to institutional trading and pricing. Some advisory personnel are licensed insurance agents and may receive commission compensation for insurance product sales, a conflict the firm discloses and seeks to manage through written disclosures, internal policies, and client choice about implementation.
Client services
Expertise
Fee options
Financial planning fixed fees typically ranging from $500 to $5,000
$0+: 2.00% +: Between 0.95% and 2.00% depending on assets under management
$50 to $200 per hour for financial planning services
Minimum fee: $25.00 per quarter administration fee if combined assets at same custodian are below $100,000 (negotiable)
Main office
18 Throckmorton Lane, Suite 201
Old Bridge NJ 08857
Advisors at this office
2
Most active in
California · Florida · Georgia · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Stuart S
Series 63, Series 65
Old Bridge, NJ
Sternt Capital Management, Inc.
Stuart Stern is a financial advisor at Stern Capital Management, Inc. with 31 years of industry experience. He has been with Stern Capital Management since 1999. Stern holds Series 63 and Series 65 licenses. Stern Capital Management primarily serves individual clients, including high-net-worth individuals, as well as charitable organizations and plan participants. The firm uses model asset allocation portfolios focused on mutual funds and ETFs, managing accounts on both discretionary and non-discretionary bases.
Alan S
Series 65
Old Bridge, NJ
Sternt Capital Management, Inc.
Alan Stern is a Series 65-licensed financial advisor with 11 years of industry experience, currently serving at Sternt Capital Management, Inc. since 2015. The firm provides portfolio management, financial planning, and retirement rollover advice primarily to individual clients, including high-net-worth individuals, as well as charitable organizations and plan participants. Sternt Capital Management employs model asset allocation portfolios invested mainly in mutual funds and ETFs, managing accounts on both discretionary and non-discretionary bases.
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