Steve Chastain Wealth Management LLC

Steve Chastain Wealth Management LLC is an independent, state-registered advisory firm that provides discretionary investment management to individuals, high-net-worth individuals, trusts, estates, and small businesses. The firm delivers portfolio management through a wrap-fee platform that gives clients access to model portfolios, third‑party money managers, and custodial services at major custodians.

The firm tailors recommendations to each client’s financial circumstances, objectives, and risk tolerance, selecting model portfolios or third‑party managers available on its wrap platform and implementing them on a discretionary basis. Its stated methods of analysis include a blend of fundamental, technical and cyclical approaches, and the firm conducts periodic and annual reviews to monitor alignment with client goals.

Noteworthy features include the firm’s reliance on a wrap‑fee sponsor to consolidate trading, custodial access, and model management, and its relatively small scale — managing under $7 million for under 50 client relationships — which affects the scope and operational model. The firm also discloses that its principal is separately licensed to sell insurance (a disclosed conflict of interest) and that it has a prior regulatory matter that was amended and followed by a conditional registration, details of which are available in its Form ADV.