Chattanooga, TN Shallowford Road Office

Team
Updated today
Steward Partners Investment Advisory, LLC logo

Steward Partners Investment Advisory, LLC

Enterprise

Firm-wide stats for Steward Partners Investment Advisory, LLC

Total advisors

479

Across 168 offices

Clients per advisor

87 High

Avg AUM per client

$831,870 High

HNW client ratio

56% Very High

About

Steward Partners Investment Advisory, LLC is an SEC‑registered, enterprise‑scale RIA that manages roughly $36.7 billion in regulatory assets and supports a national advisor base. It serves individuals (including high‑net‑worth clients), pension and profit‑sharing plans, corporations, trusts, estates and charitable organizations, offering investment advisory, financial planning, pension consulting and managed account programs.

The firm provides both discretionary and non‑discretionary portfolio management through Steward Partners‑branded solutions (Personalized, Guided and Discretionary Portfolios, UMAs, Separate Account and Strategy Solutions) and by selecting third‑party money managers and model portfolios; its due‑diligence process is coordinated with custodial and platform partners such as Pershing, Raymond James and SMArtX. Clients can participate in wrap‑fee or non‑wrap programs, receive ongoing monitoring and rebalancing, and obtain financial planning or consulting services that may be implemented through the firm’s advisory programs.

Distinctive features disclosed in the brochure include a December 2025 strategic capital transaction with Ares Management and an expanded lending relationship, a new RIA managed account custodial option through Folio/Goldman Sachs Custody Solutions, and a Steward Partners‑sponsored UMA custodied at Raymond James, alongside an affiliated broker‑dealer (SPIS). The firm also discloses revenue‑sharing and marketing‑support arrangements with custodians, referral and structured‑product referral fees, recruitment‑loan and equity award programs for advisors, and the facilitation of third‑party estate‑planning services (including Wealth.com), all of which the brochure identifies as potential conflicts subject to firm disclosure and oversight.

Based on Steward Partners Investment Advisory, LLC

Expertise

ESG / Sustainable investing Private / alternative investments Concentrated stock management Business sale tax planning Retirement income strategy

Based on Steward Partners Investment Advisory, LLC

Occupation focus

Executive Founder/Business Owner Retired

Based on Steward Partners Investment Advisory, LLC

Demographic focus

HENRY (High Earners, Not Rich Yet) Mid-Career Professionals

Based on Steward Partners Investment Advisory, LLC

Location

6111 Shallowford Road, Suite 103

Chattanooga TN 37421

Advisors at this office

4

Advisors at this office

user avatar

Christopher G

Series 66

Chattanooga, TN

Steward Partners Investment Advisory, LLC

Christopher Gaither is a financial advisor with Steward Partners Investment Advisory, LLC, holding a Series 66 credential and seven years of industry experience. He previously worked at Raymond James Financial Services and Freedom Street Partners. Outside of his advisory role, he is an independent contractor with Covenant Wealth Advisors. Steward Partners Investment Advisory, LLC is an SEC-registered enterprise-scale RIA managing approximately $36.7 billion in assets. The firm serves a broad client base including individuals, pension plans, corporations, and charitable organizations, offering a range of portfolio management and financial planning services through both in-house and third-party solutions.

ESG / Sustainable investing Private / alternative investments Concentrated stock management Business sale tax planning Retirement income strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
user avatar

Vernon T

CFP®, Series 66

Chattanooga, TN

Steward Partners Investment Advisory, LLC

Vernon Thornton is a CFP® with eight years of industry experience, currently serving as a financial advisor at Steward Partners Investment Advisory, LLC. His prior experience includes roles at Freedom Street Partners and Raymond James Financial Services. He is a board member of the nonprofit Ignite Living. Steward Partners Investment Advisory, LLC is an SEC-registered enterprise RIA managing approximately $36.7 billion in assets. The firm serves individuals, including high-net-worth clients, as well as pension plans, corporations, trusts, and charitable organizations, offering a range of investment advisory, financial planning, and managed account services.

ESG / Sustainable investing Private / alternative investments Concentrated stock management Business sale tax planning Retirement income strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
user avatar

Jonathan D

Series 63, Series 66

Chattanooga, TN

Steward Partners Investment Advisory, LLC

Jonathan Dutton is a financial advisor with Steward Partners Investment Advisory, LLC, holding Series 63 and Series 66 credentials and bringing 21 years of industry experience. His prior roles include positions at Freedom Street Partners, Raymond James Financial Services, and Ameriprise Financial Services. He is involved as an agent servicing insurance policies at Tandem Financial Partners and serves as an advisor and managing partner of the same firm. Steward Partners Investment Advisory, LLC is a large-scale SEC-registered RIA managing approximately $36.7 billion in assets. The firm serves individuals, pension plans, corporations, trusts, estates, and charitable organizations, providing both discretionary and non-discretionary portfolio management alongside financial planning and consulting services.

ESG / Sustainable investing Private / alternative investments Concentrated stock management Business sale tax planning Retirement income strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
user avatar

Paul G

CFP®, Series 63, Series 66

Chattanooga, TN

Steward Partners Investment Advisory, LLC

Paul Gaither is a CFP® professional with 20 years of experience in financial advising. He currently works at Steward Partners Investment Advisory, LLC and previously held roles at Raymond James Financial Services and Ameriprise Financial Services. Outside of his advisory work, he serves as Interim Director of Music Ministries at Covenant Presbyterian Church and performs as a tenor in a vocal quartet. Steward Partners Investment Advisory, LLC is an SEC-registered RIA managing approximately $36.7 billion in assets and serving a diverse client base including individuals, pension plans, corporations, and charitable organizations. The firm offers a range of portfolio management services, financial planning, and consulting through both proprietary and third-party investment solutions.

ESG / Sustainable investing Private / alternative investments Concentrated stock management Business sale tax planning Retirement income strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
View complete list of advisors at this office
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