Kennesaw, GA Vaughn Road Office
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Steward Partners Investment Advisory, LLC
Enterprise
Firm-wide stats for Steward Partners Investment Advisory, LLC
About
Steward Partners Investment Advisory, LLC is an SEC‑registered, enterprise‑scale RIA that manages roughly $36.7 billion in regulatory assets and supports a national advisor base. It serves individuals (including high‑net‑worth clients), pension and profit‑sharing plans, corporations, trusts, estates and charitable organizations, offering investment advisory, financial planning, pension consulting and managed account programs.
The firm provides both discretionary and non‑discretionary portfolio management through Steward Partners‑branded solutions (Personalized, Guided and Discretionary Portfolios, UMAs, Separate Account and Strategy Solutions) and by selecting third‑party money managers and model portfolios; its due‑diligence process is coordinated with custodial and platform partners such as Pershing, Raymond James and SMArtX. Clients can participate in wrap‑fee or non‑wrap programs, receive ongoing monitoring and rebalancing, and obtain financial planning or consulting services that may be implemented through the firm’s advisory programs.
Distinctive features disclosed in the brochure include a December 2025 strategic capital transaction with Ares Management and an expanded lending relationship, a new RIA managed account custodial option through Folio/Goldman Sachs Custody Solutions, and a Steward Partners‑sponsored UMA custodied at Raymond James, alongside an affiliated broker‑dealer (SPIS). The firm also discloses revenue‑sharing and marketing‑support arrangements with custodians, referral and structured‑product referral fees, recruitment‑loan and equity award programs for advisors, and the facilitation of third‑party estate‑planning services (including Wealth.com), all of which the brochure identifies as potential conflicts subject to firm disclosure and oversight.
Expertise
Occupation focus
Demographic focus
Location
1925 Vaughn Road, Suite 200
Kennesaw GA 30144
Advisors at this office
4
Advisors at this office
Nooshin M
Series 63, Series 65, Series 66
Kennesaw, GA
Steward Partners Investment Advisory, LLC
Nooshin Mckinney is a financial advisor with Steward Partners Investment Advisory, LLC, holding Series 63, 65, and 66 credentials and 22 years of industry experience. Her prior roles include positions at BNY Mellon Securities Corporation, BNY Mellon, Bank of America, and Merrill. Steward Partners Investment Advisory, LLC is an enterprise-scale SEC-registered RIA managing approximately $36.7 billion in regulatory assets. The firm serves individuals, pension plans, corporations, trusts, estates, and charitable organizations through a range of investment advisory and financial planning services, offering both discretionary and non-discretionary portfolio management solutions.
Frank S
Series 63, Series 65
Kennesaw, GA
Steward Partners Investment Advisory, LLC
Frank Smith Jr. is a financial advisor at Steward Partners Investment Advisory, LLC with 34 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked for J.P. Morgan Chase Bank and J.P. Morgan Securities LLC for 12 years. Steward Partners Investment Advisory, LLC is an enterprise-scale SEC-registered RIA managing approximately $36.7 billion in regulatory assets. The firm serves individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations, offering investment advisory, financial planning, pension consulting, and managed account programs.
Simone J
Series 63, Series 66
Kennesaw, GA
Steward Partners Investment Advisory, LLC
Simone Jones is a financial advisor at Steward Partners Investment Advisory, LLC with 27 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at firms including Wells Fargo Clearing and Morgan Stanley. Steward Partners Investment Advisory, LLC is an SEC-registered enterprise-scale RIA managing approximately $36.7 billion in assets. The firm serves individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations with investment advisory, financial planning, pension consulting, and managed account programs.
Patrick C
Series 66
Kennesaw, GA
Steward Partners Investment Advisory, LLC
Patrick Connolly is a financial advisor with Steward Partners Investment Advisory, LLC, holding a Series 66 credential and 14 years of industry experience. He has worked at multiple firms including JPMorgan Chase and Voya Investment Management. Outside of his advisory role, Connolly is an investor in a turf business and owns a business focused on capital strategy. Steward Partners Investment Advisory, LLC is an SEC-registered enterprise RIA managing approximately $36.7 billion in assets and serving a national client base that includes individuals, pension plans, corporations, and charitable organizations. The firm offers both discretionary and non-discretionary portfolio management along with financial planning and consulting services through Steward Partners-branded solutions and third-party money managers.
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