Tyler, TX Office
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STIFEL
Institution
Firm-wide stats for STIFEL
About
Stifel serves a broad range of clients—individuals (including high net worth and non-HNW clients), institutional clients such as pension and profit-sharing plans, charitable organizations, and state and municipal entities—and provides both brokerage and investment advisory services, including fee-based financial planning, wrap programs, and recommendations of third‑party advisers. The firm’s fee‑based plans are typically episodic, delivered by Financial Advisors or the Wealth Planning Department, and do not automatically include implementation or ongoing monitoring unless a client engages Stifel for execution.
The firm’s investment analysis and allocation guidance are built on a proprietary methodology developed by its Investment Strategy Group (Stifel IS), which uses forward‑looking capital market assumptions and probabilistic modeling to produce asset allocation, retirement, insurance, and estate planning analyses. Plans and model allocations are intended as a basis for client decisions rather than guarantees; clients generally retain discretion over implementation and may be asked to supply outside account information that Stifel does not independently verify.
Compared with many large institutional peers, Stifel’s brochure emphasizes several activities and affiliations that are less common: the firm provides services to private funds and pooled vehicles and has been involved in municipal placement and related municipal‑market activity (including regulatory matters addressed in recent SEC and FINRA settlements). It also operates alongside affiliated trust companies and banks that offer pledged‑asset/credit line facilities that can use advisory assets as collateral, and notes that some of its management persons are licensed to practice law (without providing legal services to advisory clients). The firm’s disclosures also describe substantial recent regulatory enforcement, including an SEC order related to electronic communications that resulted in undertakings and a monetary penalty.
Based on STIFEL
Location
821 E SE Loop 323, Suite 400
Tyler TX 75701
Advisors at this office
4
Advisors at this office
John R
Series 63, Series 65
Tyler, TX
STIFEL
John Rogers is a financial advisor at Stifel with 28 years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at UBS Financial Services and PaineWebber. He is based in Tyler, Texas. Stifel serves a diverse client base including individuals, institutional clients, and charitable organizations, offering both brokerage and investment advisory services. The firm’s investment approach relies on proprietary analysis and probabilistic modeling developed by its Investment Strategy Group.
Michael A S
Series 63, Series 65
Tyler, TX
STIFEL
Michael A Sabota is a financial advisor at Stifel with 49 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at UBS Financial Services for 38 years. He is based in Tyler, TX. Stifel serves a broad range of clients, including individuals, institutional clients, and charitable organizations, providing both brokerage and investment advisory services. The firm’s investment approach utilizes a proprietary methodology developed by its Investment Strategy Group, offering asset allocation and financial planning based on forward-looking capital market assumptions and probabilistic modeling.
Elizabeth L
Series 63, Series 65
Tyler, TX
STIFEL
Elizabeth Lynn is a financial advisor with Stifel in Tyler, TX, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. Her prior roles include positions at UBS Financial Services Inc., National Planning Corporation, and Morgan Stanley. Stifel serves a broad range of clients, including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services supported by proprietary investment analysis and allocation methodologies.
Zachary S
Series 66
Tyler, TX
STIFEL
Zachary Sabota is a financial advisor at Stifel with 21 years of industry experience, including 20 years at UBS Financial Services. He holds a Series 66 designation and is based in Tyler, Texas. Outside of his advisory role, he serves on the boards of Preservation Texas and the Smith County Historical Commission, and participates on the endowment committee for All Saints Episcopal School. Stifel serves a broad range of clients, including individuals, institutional investors, and charitable organizations, offering brokerage and investment advisory services supported by proprietary investment analysis and allocation methodologies developed by its Investment Strategy Group.
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