Stirling Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$170,784,679
Clients
288
Advisors
2
across 2 offices
About
Stirling Financial Group is a registered investment adviser that serves individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, estates, and other entities. The firm offers wealth management, financial and pension consulting, and participates in LPL Financial’s Optimum Market Portfolios (OMP) in addition to operating its own wrap fee program.
The firm typically manages client accounts on a discretionary basis, using asset-allocation models and a combination of fundamental, technical, and cyclical analysis to construct and supervise portfolios. Its disclosures indicate portfolios may include a wide range of securities and that the firm may use options and warrants and employ borrowing strategies such as margin or securities-backed lines of credit where appropriate.
Distinctive elements include acting as the sponsor and portfolio manager of its own wrap fee program while executing and custodial services are provided through LPL, and offering both in-house and LPL-sponsored managed options. Stirling Financial Group operates with a small advisory team overseeing approximately $179.7 million in discretionary assets for 288 clients, producing a comparatively high client-to-advisor load, and its personnel also include licensed insurance agents and registered representatives affiliated with LPL.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.50% $1,000,001+: 1.00%
Insurance commissions earned by certain associated persons are separate and in addition to advisory fees. Registered representatives of LPL Financial receive commission-based compensation for securities transactions.
Financial consulting services charge fixed fees up to $10,000 depending on scope.
Main office
See office402 West Broadway, Suite 1100
San Diego CA 92101
Advisors at this office
1
Offices (2)
Most active in
California · Florida · New Hampshire · Texas
Also doing business as
Leeds Capital Group, LLC · Stirling Financial Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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