Stirling Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm offers fee-based, custom investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. It provides non-discretionary portfolio management tailored to client objectives and generally requires a cumulative minimum account of $50,000 while retaining discretion to accept smaller accounts; as of the brochure date the firm reported no clients or assets under management.
The investment approach combines fundamental analysis with a tactical asset-allocation strategy intended to reduce risk and seek improved performance, with the advisor providing recommendations that clients must approve before trades are executed. The firm may use a wide range of instruments — including listed equities and ETFs, mutual funds, OTC and foreign securities, warrants, bonds, options (including option-writing and uncovered strategies), and interests in private equity and hedge and alternative funds — which can involve additional liquidity, leverage, and counterparty risks.
Distinctive features include that the firm is newly formed and operates while its principal maintains significant outside employment in consulting/technology, a consideration for clients about advisor availability and potential conflicts of interest. The firm also accepts nontraditional payment methods (credit cards, Venmo, PayPal), expressly avoids discretionary trading and proxy voting, and does not participate in wrap-fee programs.
Client services
Expertise
Fee options
up to 1.5% per annum depending on type and complexity of strategy and account size
Account minimum: $50,000 Fee-only: Annual management fee up to 1.5% per annum payable quarterly in arrears based on portfolio assets value; non-negotiable fees; may be waived or reduced for employees, directors, and officers at discretion of management
Main office
Coatesville PA
Advisors at this office
1
Most active in
Pennsylvania
Also doing business as
Stirling Investment Management · Stirling Investment Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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