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Stivers Wealth Management

Updated today

Client assets under management

$27,644,781

Clients

57

9% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

29

Low

Average account size

$484,996

About

Stivers Wealth Management provides ongoing portfolio management and financial planning to individual and high‑net‑worth clients, creating a written Investment Policy Statement for each account. The firm advises on mutual funds, ETFs, equities, fixed income, and insurance products (including annuities) and includes financial planning for portfolio clients at no additional charge.

Stivers Wealth typically implements client strategies by engaging unaffiliated third‑party investment managers and maintaining a co‑advisory relationship with Matson Money, while retaining responsibility for the overall client relationship and periodic review. Its investment process emphasizes long‑term trading supported by a mix of fundamental, quantitative, technical analysis and modern portfolio theory, with allocations tied to documented risk tolerances.

Noteworthy distinctions include the principals’ activities as licensed insurance agents and their offering of insurance and structured‑settlement solutions, which the brochure discloses as a potential conflict of interest and documents for clients. The firm also reports its assets as non‑discretionary, requires use of specified custodians (Schwab Institutional or Jackson National Asset Management), and receives referral or fee‑sharing compensation from some third‑party managers, arrangements that affect how services are delivered.

Client services

Portfolio management Selection of other advisers

Expertise

Annuities

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Fee options

Percentage

$0 - $2,000,000: 1.50% $2,000,001 - $5,000,000: 1.30% $5,000,001+: 1.00%

Commissions

Insurance commissions for sale of insurance products; advisory fees separate and distinct from commissions.

Main office location

Stivers Wealth Management

135 Fox Road, Suite H

Knoxville TN 37922, United States

Number of offices

1

Most active in

Tennessee

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Brian S

Series 63, Series 65

Knoxville, TN

Stivers Wealth Management

Brian Stivers is a financial advisor with Stivers Wealth Management in Knoxville, TN, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. His prior roles include positions at CoreCap Advisors and USA Financial Securities Corporation. He is also involved in the sales and service of health insurance, life insurance, and annuities through Stivers Wealth Management. Stivers Wealth Management provides portfolio management and co-advisory services to individuals and high-net-worth clients, operating in partnership with a third-party manager that handles investment management and trade execution. The firm uses a combination of fundamental analysis, modern portfolio theory, quantitative and technical methods within a long-term trading strategy.

Annuities
user avatar

Justin S

CFP®, Series 63, Series 65

Knoxville, TN

Stivers Wealth Management

Justin Stivers is a CFP® professional at Stivers Wealth Management in Knoxville, TN, with four years of industry experience. He previously worked at CoreCap Investment Advisors and operated his own law firm, The Law Offices of Justin B Stivers. In addition to his advisory role, he is a licensed insurance agent. Stivers Wealth Management provides portfolio management and co-advisory services to individuals and high-net-worth clients, partnering with a third-party manager to handle investment management and trade execution while maintaining client relationships and oversight. The firm uses a combination of fundamental analysis, modern portfolio theory, and quantitative methods with a long-term trading approach.

Annuities
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