Stock Plan Advisory Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Stock Plan Advisory Group LLC provides discretionary asset management, ongoing financial planning, and consulting primarily for individual clients. The firm also offers specialty services for corporate executives and other clients with employer equity compensation, including detailed reviews of stock options, restricted stock, RSUs, and employee stock purchase plans.
Investment recommendations are tailored to each client’s stated goals, time horizon, and risk tolerance using fundamental and technical analysis and scenario tools such as Monte Carlo simulations. Portfolios are monitored and rebalanced periodically, with ongoing adjustments that explicitly account for vesting schedules, expiration dates, and tax-sensitive distribution strategies for retirement accounts.
Compared with many peers, the firm combines a narrow client base and hands-on equity-compensation focus with public educational outreach: it holds seminars and workshops that are educational in nature and free to attend. The firm also emphasizes coordination with other professionals (CPAs, attorneys) and provides detailed employer stock-plan summaries and qualified-plan distribution analyses uncommon among similarly sized independent advisers.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 1.25% annually $1,000,001 - $2,000,000: 1.00% annually $2,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.70% annually Above $10,000,000+: 0.50% annually
Fee-only: Fixed fee between $2,000 to $20,000 for financial planning, billed quarterly in arrears
Main office
429 North Saint Asaph St
Alexandria VA 22314
Advisors at this office
1
Most active in
Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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