Stoecker Financial, Inc.

Stoecker Financial provides discretionary asset-allocation investment advisory services primarily to individuals, high-net-worth clients, trusts and business entities. The firm manages portfolios using institutional-class mutual funds, ETFs, stocks, bonds, variable annuities and non-traded REITs, and it also offers a separate Financial & Tax Planning engagement as part of its service mix.

The firm implements customized asset-allocation plans and co-manages accounts with institutional money managers that use formula- or rules-based approaches, emphasizing a structured, tactical process with periodic rebalancing and at least quarterly reporting. Client onboarding uses a detailed questionnaire, accounts are reviewed regularly, and the firm limits in-person client meetings while providing ongoing custodian reporting and electronic communications.

What distinguishes this firm from many peers is its explicit integration of insurance activities into the advisory practice: the brochure discloses an affiliated insurance agency and life insurance licensing, and it notes that variable annuities and other insurance products may be used in client portfolios. The firm also operates under a branded communications presence (On The Mark Money and an associated website), offers a separate paid Financial & Tax Planning contract with recorded meetings, and provides firm-prepared quarterly reports and materials beyond standard portfolio statements.