Stone Bridge Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Stone Bridge Asset Management serves individual clients—including both high‑net‑worth and non‑HNW households—along with trusts, estates and retirement plans, managing roughly $84 million across about 240 client relationships. The firm offers financial planning and portfolio management, a subscription‑based financial coaching service aimed at young professionals, and institutional services such as retirement plan advisory and sub‑advisory arrangements.
Stone Bridge typically begins relationships by developing a Financial Profile and Investment Plan and manages accounts (primarily on a discretionary basis) using mutual funds, ETFs, individual equities and fixed income, with occasional allocation to alternative investments. The firm also implements third‑party Managers and model portfolios for clients and offers a volatility‑based Varitex strategy (an algorithmic approach that can go long or short volatility or move to cash, with trades generally held less than 12 months).
Unusually for a firm of this size, Stone Bridge is both a fund sponsor—through Stone Bridge Capital Group, LLC, which serves as general partner and adviser to the Stone Bridge Opportunities Fund, L.P.—and an adviser to other advisers as a sub‑adviser and model provider; these affiliations and the firm’s mitigation measures are disclosed in its brochure. The firm also participates in Fidelity’s institutional platform, has a SmartVestor referral arrangement, and discloses that certain representatives are licensed to sell insurance and may receive commissions, all noted as potential sources of additional compensation.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning and consulting fees are negotiated fixed fees, with 50% deposit requested; financial coaching fees range from $50 to $150 per month
$0 - $1,000,000: 1.00% $1,000,000 - $10,000,000: 0.75% $10,000,000+: 0.50%
Insurance commissions earned by licensed representative David Babb for insurance products sold separately
Financial coaching subscription fees typically range from $50 to $150 per month
Account minimum: $10,000 Minimum fee: $100 annually
Main office
240 Forest Avenue, Suite 101
Chattanooga TN 37405
Advisors at this office
3
Most active in
Alabama · Georgia · Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Erik B
CFA®, Series 66
Chattanooga, TN
Stone Bridge Asset Management, LLC
Erik Boehm is a CFA® charterholder with 20 years of industry experience, currently serving as an advisor at Stone Bridge Asset Management, LLC since 2011. He is also a partner at Stone Bridge Capital Group, LLC, which acts as the general partner for the Stone Bridge Opportunities Fund. Additionally, Boehm has a non-investment business interest as a 50% owner of B&B Walnut Hill Partnership. Stone Bridge Asset Management serves both individual and institutional clients, offering financial planning, portfolio management, retirement plan consulting, and sub-advisory services. The firm employs a diversified investment approach that includes mutual funds, ETFs, individual equities, fixed income, and alternative investments, and also provides third-party model portfolios and a proprietary volatility-based strategy.
David B
Series 66
Chattanooga, TN
Stone Bridge Asset Management, LLC
David Babb is a financial advisor with Stone Bridge Asset Management, LLC in Chattanooga, TN, holding a Series 66 designation and 22 years of industry experience. He has been with Stone Bridge since 2011 and is also a partner in Stone Bridge Capital Group, LLC, the general partner of the Stone Bridge Opportunities Fund. Outside of advisory work, he has a minority ownership interest in a non-investment entity associated with the firm’s office location. Stone Bridge Asset Management serves individual and institutional clients, offering financial planning, portfolio management, retirement plan consulting, and sub-advisory services. The firm uses a range of investment vehicles including mutual funds, ETFs, and alternative investments, and acts as both a fund sponsor and adviser to other advisers.
Thomas F
Series 65
Chattanooga, TN
Stone Bridge Asset Management, LLC
Thomas Francescon Sr. is a financial advisor with Stone Bridge Asset Management, LLC, holding a Series 65 designation and 18 years of industry experience. He has been with Stone Bridge Asset Management since 2015 and is also a partner at Stone Bridge Capital Group, LLC, which serves as the general partner of the Stone Bridge Opportunities Fund. Stone Bridge Asset Management serves both individual and institutional clients, offering financial planning, portfolio management, retirement plan consulting, and sub-advisory services. The firm employs a diverse investment approach that includes mutual funds, ETFs, individual equities, fixed income, and alternative investments, and it provides model portfolios and proprietary strategies to other advisers.
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