Stone Lake Wealth Management, LLC

Stone Lake Wealth Management provides discretionary and non-discretionary investment management and financial planning to individuals (including high‑net‑worth clients), trusts, foundations, estates, businesses and retirement plans. In its most recent disclosure the firm reports approximately $43.6 million in discretionary assets under management and provides financial planning services covering roughly $94.5 million.

The firm follows a primarily long‑term investment approach built around a three‑step process — client interview, asset allocation and periodic review — and relies on both fundamental and quantitative analysis to construct portfolios of stocks, bonds, ETFs and mutual funds. The advisor may also transact shorter‑term to meet client needs and, where appropriate, uses options, futures, margin and active trading in concentrated portfolios rather than strictly passive or broadly diversified strategies.

Distinctive features include a principal with senior trading experience on Wall Street and an explicit willingness to incorporate leveraged and derivatives strategies alongside traditional allocations. The firm does not require a minimum account size, does not take custody of client assets beyond authorized fee deduction, and participates on an institutional custody platform that provides operational and reporting services.