A complete list of active advisors currently associated with Stone Oak Capital LLC

Warmer can help you find a great advisor at Stone Oak Capital LLC or one who fits your needs even better.

Stone Oak Capital LLC provides portfolio management and financial planning primarily to individual and high‑net‑worth clients, preparing tailored investment policy statements and offering ongoing discretionary management. The firm advises across a broad set of investments, including mutual funds, ETFs, fixed income, REITs, annuities, private placements, venture capital, commodities and options. Its investment process combines fundamental analysis, modern portfolio theory and technical analysis to construct client‑specific portfolios, document risk tolerances, and generally seeks discretionary trading authority; accounts are reviewed at least quarterly with custodian‑provided reporting. Strategies include long‑ and short‑term trading and a range of options strategies (including covered, uncovered, and spreads), and the firm may incorporate less‑common instruments such as private placements and venture capital funds. Noteworthy aspects disclosed in the Form ADV include a FINRA regulatory action involving a supervised person that resulted in a suspension from December 2021 to February 2022 and a $5,000 sanction. The firm’s personnel also perform affiliated accounting/tax‑preparation services and hold insurance licenses, arrangements the firm discloses and addresses as potential conflicts of interest, and the firm is operated by multiple principals rather than as a solo practice.

To learn more about the advisors currently working at Stone Oak Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.