Stone Securities Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$71,880,178
Clients
102
Advisors
4
of 4 employees
About
Stone Securities, Inc. provides asset management and portfolio management services to individuals, trusts, estates and small corporations, managing roughly $72.5 million across about 103 household accounts. The firm serves both high-net-worth and non‑HNW individual clients and offers both discretionary and non‑discretionary advisory arrangements.
Its investment process blends fundamental analysis, technical/charting methods and a CAN SLIM stock‑picking methodology, with an active approach that emphasizes disciplined profit‑taking and loss‑cutting; accounts are generally reviewed at least monthly and monitored daily for trade candidates. Stone Securities charges asset‑based advisory fees and executes client transactions through brokerage relationships while permitting clients to use other brokers or custodians.
A noteworthy feature relative to peers is that multiple advisory personnel also act as registered representatives of Leigh Baldwin & Co., LLC and effect securities transactions through that broker‑dealer, with written disclosures and stated controls to mitigate conflicts. The firm also identifies National Financial Services as a qualified custodian for client statements and describes operational practices such as direct fee deductions and the ability to accept client‑authorized standing letters of authorization.
Client services
Expertise
Fee options
0.25% to 2.0% depending on asset value, account type, and investment objective; all fees negotiable
Main office
281 E. Grove St
Clarks Green PA 18411
Advisors at this office
4
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Clare K
Series 66
Clarks Green, PA
Stone Securities Inc.
Clare Kull is a financial advisor at Stone Securities Inc. with 12 years of industry experience. She holds a Series 66 designation and has worked at Leigh Baldwin & Co., LLC since 2013. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach combining fundamental, technical, and charting analysis, incorporating the CAN SLIM methodology for stock selection, with regular account reviews and discretionary authority across growth, balanced, and bond portfolios.
Glenn F
Series 63, Series 65
Clarks Green, PA
Stone Securities Inc.
Glenn Ferrell is a financial advisor with Stone Securities Inc. in Clarks Green, PA, holding Series 63 and Series 65 credentials and bringing 12 years of industry experience. He has worked at Stone Securities since 2014 and previously was employed by the Pennsylvania Department of Labor for 16 years. Outside of his advisory role, he works part-time as a driver transporting cars between dealerships. Stone Securities, Inc. provides asset management and portfolio management services to individuals, trusts, estates, and small corporations, managing approximately $72.5 million across about 103 household accounts. The firm serves both high-net-worth and non-HNW clients using a blend of fundamental analysis, technical methods, and a CAN SLIM stock-picking approach, with active monitoring and regular account reviews.
Cheryl C
Series 63, Series 65
Clarks Green, PA
Stone Securities Inc.
Cheryl Chin is a financial advisor at Stone Securities Inc. with 30 years of industry experience. She holds Series 63 and Series 65 licenses and has been associated with Leigh Baldwin & Co., L.L.C. since 1999. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach using fundamental, technical, and charting analysis, incorporating the CAN SLIM methodology for stock selection.
Stephen M
Series 63, Series 65
Clarks Green, PA
Stone Securities Inc.
Stephen Moore is a financial advisor at Stone Securities Inc. with 45 years of industry experience. He has been with Stone Securities since 2004 and is also affiliated with Leigh Baldwin & Co., L.L.C. Moore holds Series 63 and Series 65 licenses. Outside of advising, he is a 25% owner of Rehab-Bookings.com, a nonprofit website that helps users find availability, which he manages part-time. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach incorporating fundamental, technical, and charting analysis with the CAN SLIM methodology, emphasizing disciplined profit-taking and loss cutting.
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