Stonegate Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$3,749,930
Clients
6
Advisors
2
of 2 employees
About
Stonegate Capital Management provides ongoing portfolio management and related advisory services to individuals, high‑net‑worth individuals, and charitable organizations, tailoring Investment Policy Statements to each client’s goals, tax situation, and risk tolerance. The firm generally seeks discretionary authority to implement asset allocation, asset selection, and regular portfolio monitoring for client accounts.
Stonegate employs a mix of analytical methods (including charting, cyclical, fundamental, quantitative, technical, and modern portfolio theory) and offers exposure to mutual funds, ETFs (including precious‑metal ETFs), fixed income, commodities, and non‑U.S. securities. The brochure also discloses the firm’s use of options and other derivatives in client accounts — a strategy the firm notes carries material risk and that is less common among similar advisers.
The firm is small by assets and scale, managing roughly $7.5 million for six clients with two advisors, and it requires clients to custody accounts at Interactive Brokers LLC and generally permits fee withdrawals directly from client accounts. Both principals have substantial outside employment commitments (approximately 40 hours per week), a structural detail that distinguishes the firm’s staffing model from many peers.
Client services
Expertise
Fee options
$0 - $250,000: 1.55% $250,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.40% $1,000,001 - $2,000,000: 1.20% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.75% $10,000,000 - $25,000,000: 0.65%
Main office
Parker CO
Advisors at this office
2
Most active in
Colorado
Also doing business as
Stonegate Capital Management · Stonegate Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Keith D
Series 65
Parker, CO
Stonegate Capital Management, LLC
Keith Davis is a Series 65-registered financial advisor with Stonegate Capital Management, LLC, where he has worked since 2017. He has nine years of industry experience, including prior roles at Brown Brothers Harriman and Amerita. Stonegate Capital Management provides portfolio management and advisory services to individuals, high-net-worth clients, and charitable organizations. The firm uses a range of analytical techniques and offers diversified exposure across mutual funds, ETFs, fixed income, commodities, and non-U.S. securities, including the use of options and derivatives.
Manuel M
Series 65
Parker, CO
Stonegate Capital Management, LLC
Manuel Mendez is a financial advisor at Stonegate Capital Management, LLC with three years of industry experience. He holds a Series 65 designation and has previously worked at Brown Brothers Harriman and Showingly Inc. In addition to his advisory role, he serves as the CFO of a technology consulting firm that assists companies in software development. Stonegate Capital Management provides discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, and charitable organizations. The firm employs a range of investment techniques and incorporates options and derivative strategies while managing a small, focused client roster.
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