Louisville, KY Office
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Stonex Advisors Inc.
Multi-team
Firm-wide stats for Stonex Advisors Inc.
About
StoneX Advisors Inc. serves individuals (including high‑net‑worth clients), corporations, retirement plans and charitable organizations, providing discretionary and non‑discretionary portfolio management, financial planning, ERISA plan consulting, annuity allocation and related consulting services. The firm delivers these services through a mix of independent Financial Advisors and an in‑house Private Client Group, and supports multiple account structures and model-based solutions.
The firm implements strategies through advisor‑managed portfolios, proprietary StoneX Model Solutions and StoneX Select Managers, as well as third‑party money managers (TPMMs), using platforms such as Envestnet, Advyzon and Pontera for portfolio implementation, overlays and tax‑aware services. Clients may impose reasonable investment restrictions, and StoneX conducts periodic reviews and due diligence on TPMMs, models and advisory accounts.
Notable among enterprise peers, StoneX operates as part of StoneX Group and its affiliates include a broker‑dealer and a registered futures commission merchant (SFI), which provides integrated clearing, custody, sweep and lending capabilities and can affect execution, operational workflows and revenue flows. The firm also supports a large network of advisor DBAs and various sub‑advisory and promoter arrangements, which can lead to different implementation pathways, platform charges and disclosed conflicts of interest described in its Form ADV.
Based on Stonex Advisors Inc.
Location
9520 Ormsby Station Road, Suite 10
Louisville KY 40223
Advisors at this office
4
Advisors at this office
Marilyn W
Series 66
Louisville, KY
Stonex Advisors Inc.
Marilyn Wainwright is a financial advisor with Stonex Advisors Inc. in Louisville, KY, holding a Series 66 designation and 17 years of industry experience. She has been with Stonex Advisors since 2016 and affiliated with StoneX Securities Inc. since 2009. In addition to her role at Stonex, she is a partner at Wainwright Laventis, where she provides independent financial advisory services. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and ERISA consulting. The firm uses a combination of advisor-managed portfolios, proprietary models, and third-party managers to implement investment strategies.
Harold W
Series 66
Louisville, KY
Stonex Advisors Inc.
Harold Wainwright III is a financial advisor with StoneX Advisors Inc. in Louisville, KY, holding a Series 66 designation and 17 years of industry experience. He has been with StoneX Advisors since 2016 and StoneX Securities since 2009. Outside of his advisor role, he is a partner at Wainwright Laventis LLC, where he works in an advisory capacity offering financial advice. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and ERISA consulting. The firm offers a range of investment solutions through advisor-managed portfolios, proprietary models, and third-party money managers.
Peter L
Series 63, Series 65
Louisville, KY
Stonex Advisors Inc.
Peter Laventis is a financial advisor with Stonex Advisors Inc. based in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked with StoneX Securities Inc. since 2003 and previously spent five years at UBS Financial Services. Outside of his advisory role, he serves as managing partner of Wainwright Laventis, an investment advisory business. Stonex Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations by offering portfolio management, financial planning, and ERISA consulting services through a combination of independent advisors and an in-house Private Client Group. The firm employs various account structures and model-based strategies, utilizing multiple platforms and third-party managers to implement investment solutions.
Harold W
Series 63, Series 65
Louisville, KY
Stonex Advisors Inc.
Harold Wainwright Jr. is a financial advisor with StoneX Advisors Inc. in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 42 years of industry experience. His career includes roles at StoneX Securities Inc. from 2003 and UBS Financial Services from 1998 to 2003. Outside of his advisory work, he serves on the advisory board of Vaccinogen, providing guidance on cancer research directions. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and consulting services. The firm offers a range of investment solutions through independent advisors and an in-house Private Client Group, utilizing various platforms and third-party managers to implement tailored strategies.
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