S
Strategic Finance & Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,000,000
Clients
20
10% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$350,000
About
Strategic Finance & Management, LLC is a state-registered independent investment adviser that serves individual investors and a range of institutional clients, including banks, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers portfolio management (both discretionary and non‑discretionary), financial planning, consulting, estate management, and periodic seminars and workshops.
Advisory services are personalized through client interviews and risk‑tolerance questionnaires, with portfolio construction driven by asset allocation and individual security selection using fundamental, technical and cyclical analysis; accounts are generally reviewed at least quarterly. The firm may recommend third‑party advisers and uses custodial platforms (including SEI Private Trust Company) for account custody and reporting, and provides both ongoing monitoring and standalone consulting engagements.
Noteworthy features include the firm’s affiliation with insurance activities: the brochure discloses that some associated persons are licensed life, health, and disability insurance agents and may receive compensation for placing insurance products, alongside advising institutional accounts — a combination that is less common among solo independent advisers. The firm also runs educational seminars for clients and prospects, can utilize a trust custodian that may serve as a corporate trustee, and manages roughly $7 million split between discretionary and non‑discretionary accounts.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Analysis
Expertise
Options & derivatives strategies
Fee options
Fixed fees for financial planning, consulting, estate management, and analysis services; fees negotiated per agreement.
$25,000 - $500,000: 2.50% $500,001 - $750,000: 1.75% $750,001 - $1,000,000: 1.50% $1,000,001+: 1.25%
Up to $250 per hour
Account minimum: $25,000 Fee-only: Advisory fees are negotiable; financial planning and consulting fees are negotiated and documented in written agreements.
Main office location
Strategic Finance & Management, LLC
Prior Lake MN, United States
Number of offices
1
Most active in
Strategic Finance & Management, LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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