Strategic Finance & Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Strategic Finance & Management, LLC is a state-registered independent investment adviser that serves individual investors and a range of institutional clients, including banks, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers portfolio management (both discretionary and non‑discretionary), financial planning, consulting, estate management, and periodic seminars and workshops.
Advisory services are personalized through client interviews and risk‑tolerance questionnaires, with portfolio construction driven by asset allocation and individual security selection using fundamental, technical and cyclical analysis; accounts are generally reviewed at least quarterly. The firm may recommend third‑party advisers and uses custodial platforms (including SEI Private Trust Company) for account custody and reporting, and provides both ongoing monitoring and standalone consulting engagements.
Noteworthy features include the firm’s affiliation with insurance activities: the brochure discloses that some associated persons are licensed life, health, and disability insurance agents and may receive compensation for placing insurance products, alongside advising institutional accounts — a combination that is less common among solo independent advisers. The firm also runs educational seminars for clients and prospects, can utilize a trust custodian that may serve as a corporate trustee, and manages roughly $7 million split between discretionary and non‑discretionary accounts.
Client services
Expertise
Fee options
Fixed fees for financial planning, consulting, estate management, and analysis services; fees negotiated per agreement.
$25,000 - $500,000: 2.50% $500,001 - $750,000: 1.75% $750,001 - $1,000,000: 1.50% $1,000,001+: 1.25%
Up to $250 per hour
Account minimum: $25,000 Fee-only: Advisory fees are negotiable; financial planning and consulting fees are negotiated and documented in written agreements.
Main office
Prior Lake MN
Advisors at this office
1
Most active in
Minnesota
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)