Strategic Financial Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Strategic Financial Inc. provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, trusts, estates, and business entities, reporting approximately $40.5 million in discretionary assets under management across 289 client relationships. Like many independent advisers, it charges AUM‑based fees and offers portfolio management and financial planning tailored to individual goals.
The firm documents client objectives in an Investment Policy Statement and typically operates with limited discretionary authority to implement investment recommendations and withdraw fees; its methods of analysis include charting, fundamental, technical, and cyclical analysis, and it employs both long‑ and short‑term trading as well as margin, options, and leveraged products when appropriate. Financial planning is offered on a fixed‑fee or hourly basis, and accounts are reviewed at least quarterly with additional reviews triggered by material events.
Distinctive features include operating as a solo adviser while servicing an unusually large client base (289 clients, a rare client‑per‑advisor ratio for independent firms) and maintained affiliations with insurance activities — several representatives are licensed insurance agents and may offer commissionable insurance and annuity products, which the brochure discloses as a potential conflict of interest. The firm also discloses a contractual platform relationship with Mutual Securities (a FINRA/SIPC broker‑dealer) that solicits clients to use its platform and compensates the firm on assets under advisement, and it requires clients to use its recommended custodian, arrangements that differ from many peers.
Client services
Expertise
Fee options
$250 to $1,000
$1 - $149,999: 1.50% $150,000 - $499,999: 1.00% $500,000 - $1,499,999: 0.75% $1,500,000+: 0.50%
$125/hour
Main office
530 Oak Ridge Way E., Suite 104
West Fargo ND 58078
Advisors at this office
1
Most active in
Minnesota · North Dakota
Also doing business as
107 Advisor · Strategic Financial Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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