Strategic Income Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$312,011,712
Clients
366
Advisors
5
of 5 employees
About
Strategic Income Group LLC advises individuals, high‑net‑worth households, business owners, executives and fiduciaries, offering discretionary portfolio management, ongoing comprehensive financial planning, retirement‑plan consulting, and coordinated estate and tax strategy services. The firm also serves pooled‑investment clients and operates private funds (Strategic Income Fund, LP and SIG Opportunities Fund, LP), in addition to using third‑party money managers when appropriate.
Investment implementation emphasizes integrated, tax‑aware and income‑oriented strategies with multi‑asset allocations that may include public securities, structured products and private market exposures such as private credit and real estate. Financial planning is delivered through a proprietary three‑phase SIG Financial Planning program that is closely coordinated with portfolio management to address liquidity events, tax sequencing and legacy objectives.
The firm’s role as a private fund manager and general partner of affiliated pooled vehicles, along with its related custody and disclosure practices, distinguishes it from many peers in the team‑advisor category. It also produces client newsletters, conducts educational seminars, maintains an affiliated publisher of planning materials, and has representatives licensed to sell insurance and a related private fiduciary business, reflecting a broader service mix than is typical for similarly sized teams.
Client services
Expertise
Occupation focus
Fee options
Flat fee for one-time Financial Planning projects up to $10,000; Estate Planning fees vary with specific amounts from $100 to $1,695 depending on service; 529 Plan consulting $250 one-time fee; Retirement Plan Consulting flat fees $750-$10,000
$0 - $500,000: 1.75% Over $500,000 - $1,000,000: 1.50% Over $1,000,000 - $2,500,000: 1.15% Over $2,500,000 - $5,000,000: 0.85% Over $5,000,000 - $10,000,000: 0.55% Over $10,000,000 - $15,000,000: 0.50% Over $15,000,000+: 0.45%
Hourly fees for Financial Planning up to $500/hour; Retirement Plan Consulting hourly fees up to $250/hour
Minimum fee: Households with less than $60,000 average per account are subject to an $80 annual administrative fee per account Fee-only: Financial Planning fees: Fixed fees ranging from $525 to $3,675 annually depending on household assets; monthly payment options available; hourly fees up to $500/hour; flat fees for one-time projects up to $10,000; 529 Plan consulting one-time fee of $250 per account; Retirement Plan Consulting fees hourly up to $250/hour, flat fees $750-$10,000, or up to 1.5% of plan assets
Main office
2330 W Ray Road #3
Chandler AZ 85224
Advisors at this office
5
Most active in
Arizona · California · Florida · Idaho · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Laurie S
CFP®, Series 65, Series 63
Chandler, AZ
Strategic Income Group LLC
Laurie Simons is a CFP® professional with over 32 years of experience in the financial services industry. She has worked at Strategic Income Group LLC since 2019 and previously held roles at LPL Financial, LLC and Foundations Investment Advisors, LLC. Laurie is based in Chandler, Arizona, and holds Series 63 and Series 65 licenses. Strategic Income Group LLC advises individuals, high-net-worth households, business owners, executives, and fiduciaries, providing discretionary portfolio management, comprehensive financial planning, retirement-plan consulting, and coordinated estate and tax strategy services. The firm utilizes integrated, tax-aware, and income-oriented investment strategies across multiple asset classes and manages private funds alongside third-party money managers.
Charles M
CFP®, Series 66
Chandler, AZ
Strategic Income Group LLC
Charles Manberg is a CFP® professional with 17 years of experience, currently serving at Strategic Income Group LLC since 2013. He holds the Series 66 designation and is based in Peoria, AZ. Outside of his advisory work, Manberg is involved in several investment-related business ventures, including holding companies focused on real estate and income pass-through entities. Strategic Income Group advises individuals, high-net-worth clients, trusts, estates, and businesses, offering portfolio management, comprehensive financial planning, estate planning support, and retirement plan consulting. The firm employs a range of investment strategies across various asset classes and manages private funds alongside third-party money managers.
Martha C
Series 66
Chandler, AZ
Strategic Income Group LLC
Martha Cortez is a financial advisor at Strategic Income Group LLC with 15 years of industry experience. She holds the Series 66 designation and has been with Strategic Income Group since 2013. Strategic Income Group LLC serves individuals, high-net-worth households, business owners, executives, and fiduciaries by providing discretionary portfolio management, comprehensive financial planning, retirement-plan consulting, and coordinated estate and tax strategy services. The firm manages private funds and employs integrated, tax-aware, income-oriented investment strategies utilizing multi-asset allocations, including public securities, structured products, and private market exposures.
Michael G
CFP®, Series 66
Chandler, AZ
Strategic Income Group LLC
Michael Gauthier is a CFP® with 21 years of industry experience and is affiliated with Strategic Income Group LLC in Chandler, AZ. He has been with Strategic Income Group since 2013 and is involved in several other business ventures, including authoring financial education materials through Strategic Media Group LLC and serving as CEO of Strategic Family Management, a family office service. Strategic Income Group advises individuals, high-net-worth clients, trusts, estates, and business clients, offering portfolio management, comprehensive financial planning, estate planning support, and retirement plan consulting. The firm employs a range of investment strategies, including the management of two private funds focused on income and capital appreciation, and provides client education through newsletters and seminars.
Keri A
Series 63, Series 65
Chandler, AZ
Strategic Income Group LLC
Keri Alcos is a financial advisor with Strategic Income Group LLC in Chandler, AZ, holding Series 63 and Series 65 licenses and 21 years of industry experience. She is co-owner and manager of Lawson Insurance Group, an insurance firm specializing in Medicare products, which she operates alongside her father. Additionally, she is an owner and manager of Dynamoser, LLC, a media consulting business. Strategic Income Group LLC provides discretionary portfolio management, comprehensive financial planning, retirement-plan consulting, and estate and tax strategy services to individuals, high-net-worth households, business owners, executives, and fiduciaries. The firm emphasizes tax-aware, income-oriented multi-asset investment strategies and manages private funds alongside third-party money managers.
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