Strategic Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Strategic Investment Management provides discretionary portfolio management and financial advice to individuals, high‑net‑worth individuals, pension and profit‑sharing plans, trusts, estates, and corporations. In addition to active asset management, the firm advises clients on mortgages, real estate, insurance, tax and estate planning, retirement consulting and education.
The firm uses a fundamentally driven, active investment approach that emphasizes long‑term purchases while permitting shorter‑term trades when market or client circumstances warrant; investment programs are tailored to each client’s risk tolerance, time horizon and goals through conversations and questionnaires. SIM typically manages assets on a discretionary basis under a limited power of attorney, making hands‑on trading decisions within the investment products and restrictions available to clients.
SIM is affiliated with other SEC‑registered advisers and retirement‑plan advisers—Richard P. Slaughter Associates, Inc. (RPSAI) and RPS Retirement Plan Advisors—where those affiliates provide office and operational support and offer retirement‑plan consulting for employer‑sponsored plans; the brochure discloses a referral and fee‑sharing arrangement between the firms. The firm also maintains an online presence and highlights retirement education and consulting alongside its portfolio management services, extending resources and referral pathways that are less common among similarly sized, single‑advisor firms.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: 1.50% $250,000 - $500,000: 1.00% $500,000+: 0.75%
Account minimum: $50,000 Minimum fee: Minimum Quarterly Household Fee: $187.50 (equivalent to $750 annually) Fee-only: Firm is fee-only and does not accept commissions or markups.
Main office
9600 North Mopac, Suite 600
Austin TX 78759
Advisors at this office
2
Most active in
Louisiana · Texas
Also doing business as
Sim Emp · Slaughter Strategic Investment Management L.L.P. Dba · Slaughter Strategic Investment Management L.T.D · Slaughter Strategic Investment Management Ltd. · Strategic Investment Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
Advisors at this firm
Brooks S
CFP®
Austin, TX
Strategic Investment Management
Brooks Slaughter is a CFP® professional with 33 years of experience in financial advising. He is the sole advisor at Strategic Investment Management in Austin, TX, where he has worked since 2003. His prior work includes roles at Richard P. Slaughter Associates, Inc. and RPS Retirement Plan Advisors. Strategic Investment Management provides discretionary portfolio management and comprehensive financial advice to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, and corporations. The firm employs a fundamentally driven, active investment approach tailored to each client’s risk tolerance, time horizon, and goals.
Roger B
Series 63
Austin, TX
Strategic Investment Management
Roger Brooks is a financial advisor with Strategic Investment Management in Round Rock, TX, holding a Series 63 designation and 22 years of industry experience. He has been with Strategic Investment Management since 2014. Strategic Investment Management serves individual clients, pension and profit-sharing plans, trusts, estates, and corporate clients by providing discretionary portfolio management and comprehensive financial advice. The firm employs active asset management with a focus on fundamental analysis, managing portfolios on a discretionary basis within the parameters set by an affiliated investment committee.
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