S
Strategic Investment Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Strategic Investment Planning LLC provides investment advisory services primarily to pooled investment vehicles and institutional accounts and also offers financial planning and consulting. Portfolios may be constructed from no‑load mutual funds, exchange‑traded funds, individual stocks and bonds, certificates of deposit and alternative investments, and the firm refers client assets to other registered investment advisers for management when appropriate.
The firm’s investment process is grounded in fundamental analysis and a preference for simple, low‑cost, diversified strategies, while it may recommend specific securities in certain situations. Advisory services are typically delivered on an intermittent basis rather than as continuous day‑to‑day management, and the firm may accept written discretionary authority when agreed with a client or vehicle.
What is distinctive for this firm is its affiliation with a certified public accounting practice — the principal is a CPA and the firm has an accounting‑firm affiliation, which is uncommon among investment managers. The firm also engages in selection of other advisers through a written arrangement with a named third‑party registered investment adviser and receives a portion of fees from such referrals, and it uses non‑AUM billing models (fixed planning fees and hourly billing) in addition to percentage‑of‑AUM fees.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Passive / index investing
Fee options
Financial planning and consulting services fixed fee ranging from $2,500 to $10,000
$0 - $500,000: 1.5% $500,000 - $1,500,000: 1.5% $1,500,000 - $3,000,000: 1.0% $3,000,000+: 0.85%
$150 to $300 per hour depending on nature and complexity of engagement
Account minimum: $500,000 Minimum fee: Fixed fee for financial planning and consulting services ranging from $2,500 to $10,000
Main office location
Strategic Investment Planning LLC
836 Farmington Avenue, Suite 210
West Hartford CT 06119, United States
Number of offices
0
Most active in
Strategic Investment Planning LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")