Strategic Investment Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Strategic Investment Planning LLC provides investment advisory services primarily to pooled investment vehicles and institutional accounts and also offers financial planning and consulting. Portfolios may be constructed from no‑load mutual funds, exchange‑traded funds, individual stocks and bonds, certificates of deposit and alternative investments, and the firm refers client assets to other registered investment advisers for management when appropriate.
The firm’s investment process is grounded in fundamental analysis and a preference for simple, low‑cost, diversified strategies, while it may recommend specific securities in certain situations. Advisory services are typically delivered on an intermittent basis rather than as continuous day‑to‑day management, and the firm may accept written discretionary authority when agreed with a client or vehicle.
What is distinctive for this firm is its affiliation with a certified public accounting practice — the principal is a CPA and the firm has an accounting‑firm affiliation, which is uncommon among investment managers. The firm also engages in selection of other advisers through a written arrangement with a named third‑party registered investment adviser and receives a portion of fees from such referrals, and it uses non‑AUM billing models (fixed planning fees and hourly billing) in addition to percentage‑of‑AUM fees.
Client services
Expertise
Fee options
Financial planning and consulting services fixed fee ranging from $2,500 to $10,000
$0 - $500,000: 1.5% $500,000 - $1,500,000: 1.5% $1,500,000 - $3,000,000: 1.0% $3,000,000+: 0.85%
$150 to $300 per hour depending on nature and complexity of engagement
Account minimum: $500,000 Minimum fee: Fixed fee for financial planning and consulting services ranging from $2,500 to $10,000
Main office
836 Farmington Avenue, Suite 210
West Hartford CT 06119
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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