Strategic Planning Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Strategic Planning Group provides investment advisory and financial planning services to individual clients, including high-net-worth households. The firm offers customized “retirement roadmap” financial plans that forecast clients’ finances and address investment, insurance and estate-planning considerations, and it manages portfolios primarily using mutual funds and ETFs with occasional individual securities.
SPG uses a rules-based investment framework that builds client allocations around a targeted debt-to-equity profile and four explicit rules (including a stated multi-year horizon, diversification and fund performance), and it reviews fund holdings on a frequent schedule while its investment team meets regularly. The firm conducts quarterly client reviews, may employ leverage and options where appropriate, and can engage sub-advisors for specialized strategies; it directs custody and trading through an institutional broker-dealer and uses block trading procedures for tax-advantaged accounts.
Notable, less-common features include a fixed-fee financial planning program with a satisfaction refund and discounted renewals, and a small advisory team managing more than $200 million in client assets. The brochure also discloses a 2019 enforcement settlement with federal and state regulators concerning undisclosed personal investments in a public company; prospective clients should review the firm’s regulatory filings for details.
Client services
Expertise
Fee options
$1,500 to $3,500 based on income and investment value for financial planning
$0 - $3,000,000: 1.00% annually Greater than $3,000,000 - $7,000,000: 0.80% annually Greater than $7,000,000+: 0.50% annually
Main office
57 River Street, Suite 306
Wellesley MA 02481
Advisors at this office
2
Most active in
Florida · Massachusetts · New Hampshire · Rhode Island
Also doing business as
Roman Retirement · Strategic Planning Group, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
David R
Series 63, Series 65
Wellesley, MA
Strategic Planning Group, Inc.
David Rourke Sr. is a financial advisor with Strategic Planning Group, Inc. in Wellesley, MA, holding Series 63 and Series 65 credentials and 36 years of industry experience. He has been with Strategic Planning Group since 1995. Strategic Planning Group provides investment advisory and financial planning services to individual clients, including high-net-worth households, using a rules-based investment framework focused on diversification and a targeted debt-to-equity profile. The firm offers customized retirement plans and manages portfolios primarily with mutual funds and ETFs, conducting regular client reviews and employing specialized strategies as needed.
Jarrod S
Series 63, Series 65
Wellesley, MA
Strategic Planning Group, Inc.
Jarrod Sherman is a financial advisor at Strategic Planning Group, Inc. in Wellesley, MA, with 28 years of industry experience. He has been with Strategic Planning Group since 2000 and holds the Series 63 and Series 65 designations. Strategic Planning Group provides investment advisory and financial planning services to individual clients, including high-net-worth households. The firm employs a rules-based investment framework focused on targeted debt-to-equity profiles and regular fund performance reviews, managing portfolios mainly with mutual funds and ETFs.
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