Houston, TX Office

Strategic Wealth Investment Group provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, and also serves corporations and business entities. The firm manages traditional assets such as equities, bonds, mutual funds, ETFs and structured notes, and offers advisory access to private placements for accredited investors.

SWIG uses internally developed model portfolios alongside third‑party model strategies and a sub‑adviser platform, documenting client risk tolerance and tailoring implementations when appropriate. Its investment analysis draws on fundamental, technical, cyclical and charting methods, and the firm may delegate day‑to‑day trading to third‑party managers while retaining overall responsibility for client suitability.

A distinctive feature of the firm is its involvement as a fund sponsor and its principals’ minority ownership interests in a private fund and in an exchange‑traded fund that the firm may recommend or include in models. The firm also operates affiliated insurance activities (with representatives spending a meaningful portion of time on insurance sales) and participates in third‑party insurance distribution arrangements, which are disclosed as potential conflicts of interest.