A complete list of active advisors currently associated with Strategic Wealth Investments, LLC
Warmer can help you find a great advisor at Strategic Wealth Investments, LLC or one who fits your needs even better.
The firm is a small independent registered investment adviser that works primarily with individuals and high‑net‑worth clients, offering discretionary asset management alongside financial planning and consulting. It also provides advice on held‑away assets such as variable life insurance and annuity contracts and implements third‑party model portfolios through custodial platforms. Investment programs are tailored to each client’s goals, time horizon, and risk tolerance and may draw on fundamental, charting and cyclical analysis; in many cases the firm implements strategies using models available through the custodian that do not permit client restrictions at the holding level. The firm also offers hourly financial planning, holds public educational seminars and workshops, and conducts periodic account reviews with reporting delivered through the custodian. Noteworthy aspects include an affiliated insurance business operated by the firm’s principal — who devotes a material portion of time to insurance sales and receives commissions — a relationship the brochure discloses and describes as a potential conflict of interest. The firm’s disclosure also reports a 2025 consent order with a state securities regulator addressing deficiencies in client agreements, fee billing verification and minimum net capital, including a civil penalty and required remedial education that the firm reports has been completed.
To learn more about the advisors currently working at Strategic Wealth Investments, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Knoxville, TN
| 12
|
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