Strategic Wealth Management Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$798,668,759
Clients
332
Advisors
4
of 7 employees
About
Strategic Wealth Management Group (SWMG) provides discretionary and non-discretionary investment management and consulting to individuals (including high-net-worth clients), pension, profit-sharing and 401(k) plans, trusts, estates, charitable organizations and corporations, managing $832,890,818 in client assets across roughly 332 clients as of the brochure date. Services include tailored portfolio management using firm-developed model portfolios, pension/retirement plan consulting, standalone financial planning engagements, and participation in third‑party manager programs.
The firm emphasizes customized asset allocation and uses a mix of fundamental, technical and modern portfolio theory analyses to construct portfolios, including proprietary ETF strategies built from Charles Schwab’s no‑ or low‑cost ETF line-up and the use of sub‑advisers and block trading where appropriate. SWMG also discloses that it may trade client accounts on margin and requires a separate margin agreement—meaning borrowing can be used in client accounts—alongside the availability of options and other tactical strategies.
Compared with many peers, SWMG is affiliated through common ownership and control with a broker‑dealer and insurance business (May Capital Group, LLC and May Financial Group, Ltd.), and some advisory personnel are registered representatives or licensed insurance agents who may earn commission compensation separate from advisory fees, a structural conflict the firm discloses. The firm also acts as a solicitor for Brinker Capital’s separate account programs and relies heavily on Charles Schwab Advisor Services for custody and institutional support, arrangements it notes can provide services that benefit both the firm and client accounts.
Client services
Expertise
Occupation focus
Fee options
Fixed consulting fees typically range from $500 to $4,000 depending on complexity.
0.20% to 2.00% annually (depending on account size, services provided, and client circumstances)
Certain persons affiliated with the firm are registered representatives and insurance agents and may earn commissions from securities and insurance product sales separate from advisory fees.
Hourly consulting fees range from $175 to $500 per hour.
Account minimum: $2,500 Minimum fee: Minimum annual fee of $2,500 for investment management services; minimum annual fee of $250 for the first family account and $50 per additional household account debited quarterly; both fees are negotiable. Fee-only: Investment advisory fees based on assets under management; hourly consulting fees from $175 to $500 per hour; fixed consulting fees ranging from $500 to $4,000; annual pension consulting fees ranging from 0.20% to 2.00% of plan assets; minimum $3,000 fee for 404(c) compliance plans.
Main office
1776 Broadway, Suite 1900
New York NY 10019
Advisors at this office
4
Most active in
California · Connecticut · Florida · Louisiana · New Jersey · New York · Pennsylvania
Also doing business as
Strategic Advisors LLC · Strategic Wealth Management Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Lawrence M
CFP®, Series 63, Series 66
New York, NY
Strategic Wealth Management Group
Lawrence May is a CFP® with over 53 years of experience in the financial services industry. He is affiliated with Strategic Wealth Management Group and also serves as president of May Financial Group, Ltd. His prior work includes significant tenure at Gerson Horowitz Green Securities Corp. Strategic Wealth Management Group provides discretionary and non-discretionary investment management and consulting services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm utilizes customized asset allocation strategies combining fundamental, technical, and modern portfolio theory analyses and offers proprietary ETF portfolios and third-party manager programs.
Robert G
Series 63, Series 66
New York, NY
Strategic Wealth Management Group
Robert Goodman is a financial advisor at Strategic Wealth Management Group with eight years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Edward Jones from 2009 to 2012. Goodman has been with Strategic Wealth Management Group since 2016. Strategic Wealth Management Group provides discretionary and non-discretionary investment management and consulting services to individuals, including high-net-worth clients, pension and retirement plans, trusts, charitable organizations, and corporations. The firm employs customized asset allocation strategies using a combination of fundamental, technical, and modern portfolio theory analyses, including proprietary ETF portfolios and tactical investment approaches.
Jill G
Series 63, Series 65
New York, NY
Strategic Wealth Management Group
Jill Ganey is a financial advisor at Strategic Wealth Management Group with 13 years of industry experience. She holds Series 63 and Series 65 licenses and has previous experience at Sidoti and Cantor Fitzgerald. Strategic Wealth Management Group provides investment management and consulting services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm employs customized asset allocation strategies using fundamental, technical, and modern portfolio theory analyses and manages over $830 million in client assets.
Melvin R
Series 63, Series 65
New York, NY
Strategic Wealth Management Group
Melvin Rokeach is a financial advisor at Strategic Wealth Management Group in New York, NY, holding Series 63 and Series 65 credentials with 18 years of industry experience. He has worked at Strategic Wealth Management Group since 2013 and has been associated with Rampart America since 2006. Outside of his advisory role, he works as an insurance broker specializing in life, health, property, and casualty insurance. Strategic Wealth Management Group offers discretionary and non-discretionary investment advisory services to individuals, pension and 401(k) plans, trusts, estates, charitable organizations, and corporations. The firm provides tailored portfolio management using model portfolios, separately managed accounts, and third-party wrap programs, employing a range of strategies from income-focused to aggressive growth.
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