Strategic Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$12,934,101
Clients
21
Advisors
1
of 1 employees
About
Strategic Wealth Management, LLC provides financial planning, investment advisory and portfolio management to a mix of individual clients, trusts, estates, charitable entities and business clients, and it also accepts pension and profit‑sharing plan clients. Services described in the brochure include comprehensive financial plans, ongoing portfolio monitoring, retirement plan consulting and periodic educational seminars.
The firm’s advisers deliver both discretionary and non‑discretionary portfolio management and use a combination of in‑house planning tools, risk assessments and third‑party investment platforms to construct and monitor accounts. Clients’ assets may be managed through Pershing accounts, approved third‑party custodians, or by engaging third‑party money managers and TAMP/TPMM arrangements that the firm and its advisers utilize for reporting, trading and billing.
What distinguishes the firm from many independent peers is its dual registration and multi‑capacity operating model: advisers are dually registered with a broker‑dealer and the RIA, which allows implementation of fee‑based advisory programs as well as commissionable securities and insurance products. The brochure discloses that advisers may offer commission‑based and insurance solutions, sponsor or access program‑based (wrap‑style) platforms with program fees, and provide ERISA and retirement plan fiduciary/consulting services—arrangements the firm documents and discloses to address potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
Financial planning/consulting fees may be fixed or hourly; amounts negotiated based on complexity and professional level.
$1 - $250,000: 1.25% $250,001 - $500,000: 1.0% $500,001 - $1,000,000: 0.95% $1,000,000+: 0.90% (negotiable)
Commission-based products available; fees vary by product; paid to Registered Representatives when acting in broker-dealer capacity.
Financial planning/consulting fees may be hourly or fixed, negotiated per client; deposit up to half may be requested, balance upon delivery.
Account minimum: $1
Main office
365 NE Greenwood Ave, Suite #4
Bend OR 97701
Advisors at this office
1
Most active in
Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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