Strategic Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Strategic Wealth Management serves individual and high‑net‑worth clients, offering ongoing portfolio management (discretionary and non‑discretionary), preparation of individualized Investment Policy Statements, and complimentary financial planning for each portfolio management client. The firm reports approximately $75.7 million in discretionary assets and $3.8 million in non‑discretionary assets as of December 2025 and manages relationships for roughly 181 clients.
The firm’s investment process emphasizes long‑term trading and uses a mix of cyclical, fundamental, modern portfolio theory, and quantitative analysis to construct diversified portfolios that may include mutual funds, equities, ETFs (including precious‑metal ETFs), real estate funds/REITs, TIPS, and non‑U.S. securities. SWM typically seeks discretionary trading authority, documents client risk tolerance in an Investment Policy Statement, and states it will act as a fiduciary when advising retirement accounts under applicable law.
What is noteworthy relative to many peers is the firm’s industry affiliations and custodial practices: some of its investment adviser representatives are also registered representatives of DAI Securities, LLC and accept commission compensation for non‑advisory brokerage sales, and a supervised person is licensed to sell insurance products; the brochure discloses these activities, the associated conflicts, and that advisory fees are separate from any commissions. The firm also requires clients to maintain assets at specified custodians (Charles Schwab Institutional, Fidelity, Axos Advisor Services, and SEI), and discloses receipt of related custodial/soft‑dollar benefits while stating clients are not obligated to purchase recommended commissionable or insurance products.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.80% $5,000,001+: 0.70%
Some IARs are registered representatives and receive commissions for sale of products unrelated to advisory services; commissions are not the firm's primary compensation.
Main office
See office8 Pleasant St, 2 B
South Natick MA 01760
Advisors at this office
3
Offices (2)
Most active in
California · Florida · Massachusetts · Texas
Also doing business as
Strategic Wealth Management LLC · Strategic Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
William O
Series 63, Series 65
South Natick, MA
Strategic Wealth Management LLC
William O'Neill is a financial advisor at Strategic Wealth Management LLC in South Natick, MA. He holds Series 63 and Series 65 credentials and has five years of industry experience. His prior roles include positions at Concorde Investment Services, LLC and Asset Strategy Advisors LLC. Strategic Wealth Management serves individual and high-net-worth clients by providing portfolio management, individualized Investment Policy Statements, and complimentary financial planning. The firm employs a long-term investment approach integrating cyclical, fundamental, and quantitative analysis to build diversified portfolios.
Patrick R
Series 63, Series 65
Ocoee, FL
Strategic Wealth Management LLC
Patrick Robertson is a financial advisor at Strategic Wealth Management LLC with 36 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked with firms including Securities America Advisors, Inc. and Packerland Brokerage Services. In addition to his advisory role, Robertson is involved in the sales of fixed life insurance and annuities through Greyhound Financial. Strategic Wealth Management serves individual and high-net-worth clients by providing portfolio management and tailored financial planning. The firm emphasizes long-term trading using a combination of cyclical, fundamental, modern portfolio theory, and quantitative analysis to build diversified portfolios.
Dennis C
Series 63, Series 65
South Natick, MA
Strategic Wealth Management LLC
Dennis Chandler is a financial advisor at Strategic Wealth Management LLC with three years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at firms including Fairway Consulting, Concorde Investment, and BNY Mellon. Strategic Wealth Management serves individual and high-net-worth clients, offering portfolio management, investment policy statement preparation, and financial planning. The firm employs a long-term investment approach combining cyclical, fundamental, modern portfolio theory, and quantitative analysis to build diversified portfolios.
Sean W
CFP®, Series 63, Series 65
South Natick, MA
Strategic Wealth Management LLC
Sean Whalen is a CFP® with 25 years of industry experience, currently serving as Managing Director and Wealth Manager at Strategic Wealth Management LLC. His prior experience includes roles at Concorde Investment Services, Asset Strategy Advisors, Santander Securities, Sovereign Bank, and others. Outside of his advisory work, he manages a multi-family rental property in Natick, MA. Strategic Wealth Management serves individual and high-net-worth clients with portfolio management and financial planning, applying a long-term investment approach that combines cyclical, fundamental, modern portfolio theory, and quantitative analysis to build diversified portfolios.
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