Strategic Wealth Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$29,729,829
Clients
130
Advisors
3
of 3 employees
About
Strategic Wealth Solutions LLC provides portfolio management, pension (including 401(k)) consulting, and standalone financial planning primarily for individual clients and pension/profit-sharing plans. The firm manages approximately $35.9 million for about 130 clients and states it has no account minimum for its services.
The firm documents client objectives in an Investment Policy Statement and generally constructs portfolios focused on ETFs, equities and fixed income, drawing on fundamental, modern‑portfolio, quantitative and technical analysis with a long‑term trading orientation. Although it offers ongoing portfolio management, the brochure states SWS does not exercise discretionary trading authority and implements client instructions through custodian accounts.
A distinctive aspect of SWS is that some senior representatives are licensed insurance agents who may offer and receive commissions for insurance products; the brochure discloses this potential conflict and notes such services are optional for clients. The firm also emphasizes written pension plan consulting and relies on Schwab Institutional custody and operational services as part of its service model.
Client services
Expertise
Fee options
1.00% annually for all assets managed (portfolio management and pension consulting)
$250 per hour for financial planning services
Main office
Middletown NJ
Advisors at this office
3
Most active in
New Jersey · New York · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Deepak M
Series 63, Series 65
Middletown, NJ
Strategic Wealth Solutions LLC
Deepak Malhotra is a financial advisor with Strategic Wealth Solutions LLC in Middletown, NJ, holding Series 63 and Series 65 credentials and 14 years of industry experience. His prior experience includes roles at Hornor Townsend & Kent Inc, Penn Mutual, MML Investors Services, and Mass Mutual. In addition to his advisory work, he is the sole owner of an accounting and tax practice. Strategic Wealth Solutions LLC provides portfolio management, pension consulting, and financial planning services primarily for individual clients and pension/profit-sharing plans. The firm manages approximately $35.9 million across about 130 clients, employing a long-term, multi-method investment approach without discretionary trading authority.
John L
Series 66
Middletown, NJ
Strategic Wealth Solutions LLC
John Long Jr. is a financial advisor with Strategic Wealth Solutions LLC, holding a Series 66 designation and 23 years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments and Chelsea Financial Services. He is also involved with Jarred Bunch Consulting, LLC (DBA INVST, LLC), offering holistic fee-based financial planning services. Strategic Wealth Solutions LLC provides portfolio management, pension consulting, and standalone financial planning primarily for individual clients and pension/profit-sharing plans. The firm manages approximately $35.9 million for about 130 clients and constructs portfolios focused on ETFs, equities, and fixed income, using a combination of fundamental, modern-portfolio, quantitative, and technical analysis.
Michael D
Series 63, Series 65
Middletown, NJ
Strategic Wealth Solutions LLC
Michael Dopazo is a financial advisor with Strategic Wealth Solutions LLC in Middletown, NJ, holding Series 63 and Series 65 licenses and offering 21 years of industry experience. His prior work includes roles at Invst LLC, Jarred Bunch Consulting, and MassMutual. Outside of advisory work, he has sales roles related to life and group health insurance. Strategic Wealth Solutions LLC provides portfolio management, pension consulting, and financial planning primarily for individual clients and pension/profit-sharing plans. The firm’s approach includes constructing portfolios based on ETFs, equities, and fixed income using multiple analytical methods, emphasizing long-term trading and documented client objectives.
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