Stratfinx Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management and financial planning to individuals, high‑net‑worth clients, and corporations or other businesses, and accepts both U.S. and international clients. It operates as a fee‑only adviser and charges investment management fees based on a percentage of assets under management, consistent with common practice in its peer group.
Investment approach emphasizes asset allocation informed by Modern Portfolio Theory and a mix of passive and active strategies, using fundamental, technical, charting, and cyclical analysis to select funds and individual securities. Portfolios are typically managed on a discretionary basis, and financial planning is offered either as ongoing monitoring or as project‑based engagements tailored to client needs.
Distinctive features called out in the brochure include portfolio management for institutional or corporate clients and the offering of educational seminars and speaking engagements for groups, both of which are less common among similar independent firms. The firm is newly formed and reported no assets or clients as of April 7, 2026, the brochure notes the principal maintains outside finance roles consuming roughly half of their time, and the adviser directs clients to specific custodial platforms that provide institutional services.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: minimum fee $2,875 annually $250,001 - $2,500,000: 1.00% $2,500,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.70% $10,000,000+: 0.60%
$250 per hour for Project-Based Financial Planning
Minimum fee: $2,875 annually minimum fee for first $250,000 assets under management Fee-only: Fee-only advisory firm (no commissions or sales-related compensation)
Main office
Chicago IL
Advisors at this office
1
Most active in
Illinois
Also doing business as
Sfx Asset & Wealth LLC · Stratfinx Wealth
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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