Wooster, OH Office
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Stratos Wealth Partners, Ltd
Enterprise
Firm-wide stats for Stratos Wealth Partners, Ltd
About
Stratos Wealth Partners serves a broad mix of individual and institutional clients — including high‑net‑worth individuals, retirement plans, charitable organizations and corporations — and provides financial planning, advisor‑managed wrap and non‑wrap programs, access to model portfolios and third‑party manager solutions, and retirement plan consulting. Services are delivered through a large network of investment adviser representatives (IARs) who offer ongoing portfolio management, financial planning, sub‑advisory relationships and specialized consulting for business and executive clients.
The firm’s advice model combines individualized asset allocation and active monitoring with access to both proprietary and third‑party strategies; IARs may manage accounts on a discretionary or non‑discretionary basis and commonly use platforms and programs from providers such as LPL, Fidelity, Schwab, Envestnet and SEI. Stratos also supports held‑away discretionary management for workplace retirement and other external accounts via the Pontera system and operates both bundled (wrap) and unbundled fee arrangements across multiple custodians.
Distinctive features include a December 2025 majority ownership transaction that placed Stratos under common indirect ownership with SEI‑affiliated entities, providing access to SEI Investment Management Corporation (SIMC) strategies and SEI Private Trust Company (SPTC) custody and cash sweep arrangements; those affiliations, along with an in‑house subadvisor (Stratos Investment Management) and programs that allow some IARs to become employees, create specific operational relationships and potential conflicts the firm discloses and manages. The firm’s enterprise scale and its range of offerings — from OCIO and institutional solutions to niche services such as sports and entertainment and executive planning — differentiate its platform from many smaller advisory firms.
Based on Stratos Wealth Partners, Ltd
Expertise
Based on Stratos Wealth Partners, Ltd
Occupation focus
Based on Stratos Wealth Partners, Ltd
Location
202 N Market St
Wooster OH 44691
Advisors at this office
4
Advisors at this office
Nicholas S
Series 63, Series 65
Wooster, OH
Stratos Wealth Partners, Ltd
Nicholas Swigart is a financial advisor with Stratos Wealth Partners, Ltd, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has been with Stratos Wealth Partners and LPL Financial since 2012. Additionally, he co-owns and operates the Swigart-Braunschheidel Insurance Agency, which focuses on selling and servicing life and health insurance. Stratos Wealth Partners serves a diverse client base including high-net-worth individuals, retirement plans, charitable organizations, and corporations. The firm provides financial planning, advisor-managed wrap and non-wrap programs, and retirement plan consulting through a large network of investment adviser representatives who offer both discretionary and non-discretionary portfolio management using a blend of proprietary and third-party strategies.
Mark N
Series 66
Wooster, OH
Stratos Wealth Partners, Ltd
Mark Norton is a financial advisor with Stratos Wealth Partners, Ltd, holding a Series 66 designation and possessing 22 years of industry experience. He has worked with Stratos Wealth Partners and LPL Financial since 2017, and previously with Voya Financial Advisors from 2014 to 2017. Stratos Wealth Partners serves a diverse group of individual and institutional clients, providing financial planning, advisor-managed programs, and retirement plan consulting through a large network of investment adviser representatives. The firm’s investment approach combines individualized asset allocation and active monitoring with access to proprietary and third-party strategies across multiple custodians.
Chad B
Series 63, Series 65
Wooster, OH
Stratos Wealth Partners, Ltd
Chad Boreman is a financial advisor with Stratos Wealth Partners, Ltd, holding Series 63 and Series 65 credentials and 29 years of industry experience. He has been with Stratos Wealth Partners and LPL Financial since 2011 and has prior experience with Minnesota Mutual dating back to 1996. Boreman serves as a board member of the Tri-County Board of Education and is the owner and CEO of a family logistics and maintenance business. Stratos Wealth Partners serves a wide range of individual and institutional clients, offering financial planning, advisor-managed programs, and retirement plan consulting through a large network of investment adviser representatives. The firm combines individualized asset allocation and active monitoring with access to proprietary and third-party strategies, supporting both discretionary and non-discretionary management across multiple custodians.
Kathy M
Wooster, OH
Stratos Wealth Partners, Ltd
Kathy Martin is a financial advisor with Stratos Wealth Partners, Ltd, holding 15 years of industry experience. She has worked at Stratos Wealth Partners since 2017 and previously held positions at LPL Financial, Voya Financial Advisors, and Briggs Financial Group. Stratos Wealth Partners serves a diverse client base including high-net-worth individuals, retirement plans, charitable organizations, and corporations. The firm offers financial planning, advisor-managed wrap and non-wrap programs, model portfolios, and retirement plan consulting through a large network of investment adviser representatives.
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