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Stratton Capital Investment Advisory LLC

Updated today

Client AUM

$131,944,606

Clients

643

Advisors

7

across 2 offices

About

Stratton Capital provides discretionary investment management to individuals, high‑net‑worth clients, trusts and estates and serves clients both in the United States and primarily outside the United States. The firm constructs customized portfolios that typically rely on low‑cost mutual funds and ETFs and, when appropriate, individual stocks, bonds or options while acting as a fiduciary to clients.

The firm’s investment process is grounded in fundamental analysis and a predominantly long‑term orientation, with portfolios designed around client goals, risk tolerance and strategic asset allocation and monitored through ongoing personal contact and periodic formal reviews. Stratton Capital may retain legacy positions for tax or portfolio‑fit reasons and will rebalance or reallocate holdings to address sector exposure, cash needs or changes in client objectives.

Noteworthy differences from many peers include a client base that is primarily non‑U.S., and the firm’s stated focus on investment management rather than offering standalone financial planning services. The firm also notes it may enter performance‑based arrangements for certain accredited clients and maintains an institutional platform relationship with a major custodian to access custody, trading and technology support.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies

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Fee options

Percentage

0.01% to 1.50% annually, negotiable based on factors including asset level, complexity, and relationship

Performance-based

Available to accredited clients on a case-by-case basis, with a fixed portion ranging from 0.01% to 0.5% annually plus 20% of gains above a predetermined hurdle or benchmark with high watermark provisions.

Main office

See office

430 Park Avenue

New York NY 10022

Advisors at this office

6

Most active in

Florida · Massachusetts · New Jersey · New York · Texas · Vermont

Also doing business as

Stratton · Stratton Capital · Stratton Capital Investment Advisory LLC · Stratton Capital LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Gabriel R

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Gabriel Rabinovici is a financial advisor at Stratton Capital Investment Advisory LLC with a Series 65 designation. He has been with Stratton Capital in various capacities since 2015 and currently works at the firm's New York office. Stratton Capital Investment Advisory LLC manages approximately $75.2 million in discretionary assets across six advisors, serving individuals, high-net-worth clients, trusts, and estates both in the U.S. and primarily internationally. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and occasionally individual stocks, bonds, or options, employing fundamental analysis with a long-term investment orientation.

Active portfolio management Options & derivatives strategies
user avatar

Shinichiro F

Series 65, Series 63

New York, NY

Stratton Capital Investment Advisory LLC

Shinichiro Fukui Tamura is a financial advisor at Stratton Capital Investment Advisory LLC with 21 years of industry experience. He holds Series 65 and Series 63 licenses and has worked at firms including Bradesco Securities Inc and Banco do Brasil Securities LLC. Outside of his advisory role, Mr. Tamura has passive investments in a co-working franchise business and owns rental properties, though he is not actively involved in their management. Stratton Capital provides discretionary investment management to individuals, high-net-worth clients, trusts, and estates, primarily serving a non-U.S. clientele. The firm employs a fundamentally driven, long-term investment approach, constructing customized portfolios that often include low-cost mutual funds, ETFs, and individual securities while acting as a fiduciary.

Active portfolio management Options & derivatives strategies
user avatar

Lin S

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Lin Shiow is a financial advisor at Stratton Capital Investment Advisory LLC and holds a Series 65 designation. She has been with Stratton Capital since 2021 and has experience investing in startups as part of an angel investor group. Stratton Capital Investment Advisory LLC manages approximately $75.2 million in discretionary assets for individuals, high-net-worth clients, trusts, and estates, including a significant number of non-U.S. clients. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and other securities, employing fundamental analysis and ongoing monitoring to align with client objectives and risk tolerance.

Active portfolio management Options & derivatives strategies
user avatar

Eduardo V

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Eduardo Venosa Junior is an advisor at Stratton Capital Investment Advisory LLC in New York, NY. He holds a Series 65 designation and has experience dating back to 2016 through self-employment, joining Stratton Capital in 2025. Stratton Capital provides discretionary investment management to individuals, high-net-worth clients, trusts, and estates, serving primarily clients outside the United States. The firm focuses on constructing customized portfolios using low-cost mutual funds, ETFs, and individual securities, with an investment approach based on fundamental analysis and long-term orientation.

Active portfolio management Options & derivatives strategies
user avatar

Marcelo C

Series 63, Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Marcelo Cabral is a financial advisor at Stratton Capital Investment Advisory LLC with 21 years of industry experience. He has held positions at Bradesco Securities, Inc. and Bradesco Securities UK Limited. Outside of his advisory role, he serves as the U.S. representative and participates on the investment committee of Somma Investimentos, an asset management firm based in Brazil. Stratton Capital Investment Advisory LLC manages discretionary assets for individuals, high-net-worth clients, trusts, and estates, serving both U.S. and international clients. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and individual securities, with a focus on fundamental analysis and ongoing portfolio monitoring.

Active portfolio management Options & derivatives strategies
user avatar

Vinã­Cius M

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Vinã­Cius Martins Flores is a financial advisor at Stratton Capital Investment Advisory LLC in New York, NY, holding a Series 65 designation. He has two years of industry experience, all with Stratton Capital. Prior to his advisory role, he has worked in education and served briefly in the Brazilian Army. Stratton Capital Investment Advisory LLC manages approximately $75.2 million in discretionary assets for individuals, high-net-worth clients, trusts, and estates, serving clients both in the U.S. and internationally. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and occasionally individual securities, with a long-term investment approach complemented by tactical adjustments as needed.

Active portfolio management Options & derivatives strategies
user avatar

Claudio D

Series 65

West Melbourne, FL

Stratton Capital Investment Advisory LLC

Claudio Di Pasquale Escobar is a financial advisor at Stratton Capital Investment Advisory LLC with two years of industry experience. He holds a Series 65 designation and has prior work experience in legal consulting and advocacy, including running his own consulting firm since 2019. Stratton Capital provides discretionary investment management primarily for individuals, high-net-worth clients, trusts, and estates, serving a client base largely outside the United States. The firm focuses on customized portfolios using low-cost mutual funds, ETFs, and when appropriate, individual securities, with an investment approach grounded in fundamental analysis and long-term orientation.

Active portfolio management Options & derivatives strategies
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