Stratton Capital Investment Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$131,944,606
Clients
643
Advisors
7
across 2 offices
About
Stratton Capital provides discretionary investment management to individuals, high‑net‑worth clients, trusts and estates and serves clients both in the United States and primarily outside the United States. The firm constructs customized portfolios that typically rely on low‑cost mutual funds and ETFs and, when appropriate, individual stocks, bonds or options while acting as a fiduciary to clients.
The firm’s investment process is grounded in fundamental analysis and a predominantly long‑term orientation, with portfolios designed around client goals, risk tolerance and strategic asset allocation and monitored through ongoing personal contact and periodic formal reviews. Stratton Capital may retain legacy positions for tax or portfolio‑fit reasons and will rebalance or reallocate holdings to address sector exposure, cash needs or changes in client objectives.
Noteworthy differences from many peers include a client base that is primarily non‑U.S., and the firm’s stated focus on investment management rather than offering standalone financial planning services. The firm also notes it may enter performance‑based arrangements for certain accredited clients and maintains an institutional platform relationship with a major custodian to access custody, trading and technology support.
Client services
Expertise
Fee options
0.01% to 1.50% annually, negotiable based on factors including asset level, complexity, and relationship
Available to accredited clients on a case-by-case basis, with a fixed portion ranging from 0.01% to 0.5% annually plus 20% of gains above a predetermined hurdle or benchmark with high watermark provisions.
Main office
See office430 Park Avenue
New York NY 10022
Advisors at this office
6
Offices (2)
Most active in
Florida · Massachusetts · New Jersey · New York · Texas · Vermont
Also doing business as
Stratton · Stratton Capital · Stratton Capital Investment Advisory LLC · Stratton Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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