STS Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$18,172,720
Clients
44
Advisors
1
of 1 employees
About
The firm provides ongoing portfolio management and financial planning to individuals and high‑net‑worth clients, and it also accepts pension or profit‑sharing plan clients. Services include creating individualized Investment Policy Statements, retirement and college planning, and implementation across mutual funds, equities, bonds, ETFs, REITs and insurance products (including annuities).
The firm relies on fundamental analysis and a long‑term trading approach, documents client objectives and risk tolerance in an Investment Policy Statement, and generally seeks discretionary authority to implement portfolios. Accounts are reviewed at least monthly by the principal, and wealth‑planning engagements are offered on fixed‑fee or hourly bases to tailor recommendations to client circumstances.
Distinctive for a small independent adviser, the firm affiliates with and may direct clients to third‑party investment advisers and outside managers, receiving fee‑sharing for those referrals. The firm’s principal also conducts broker‑dealer and insurance activities and may receive commissionable compensation for securities and insurance sales; the brochure discloses these conflicts, states commissions are not the firm’s primary income source, and describes steps (including documentation and the option to use other brokers) to manage them.
Client services
Expertise
Fee options
Fixed financial planning fees starting at $3,000, negotiable
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.60% $10,000,001 - $25,000,000: 0.50% $25,000,001 - $50,000,000: 0.40% $50,000,001+: 0.30%
Representative accepts commissions from sale of securities; commissions are not primary source of income and advisory fees are reduced to offset commissions
Hourly financial planning fees generally range from $300 to $500 per hour, specifically $500 per hour stated
Account minimum: $250,000 Fee-only: Financial planning fees: Fixed fees starting at $3,000, Hourly fees at $500 per hour
Main office
La Crescenta CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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