Stubbs Investments, LLC

Stubbs Investments, LLC is an independent, single-advisor registered investment adviser that provides discretionary asset management and standalone financial planning and consulting to individuals, families, trusts, estates and some corporate or business clients. The firm manages roughly $52 million across a small number of client accounts and constructs portfolios using individual stocks, bonds, ETFs, mutual funds and other public securities.

The firm combines fundamental and technical analysis and employs both long- and short-term strategies, tailoring portfolios to each client’s objectives, risk tolerance and time horizon. It also uses options (covered calls and puts) and, in separately managed accounts, may employ derivatives and borrowing to implement hedging or leverage strategies.

What distinguishes this firm from many peers is its explicit work with corporate and business clients and the breadth of corporate-focused planning services offered — including equity compensation analysis, employee benefit review, corporate structure and tax considerations — alongside individual wealth management. The use of derivatives and borrowing within separately managed accounts, together with the firm’s small, boutique scale, are features that are uncommon among solo independent advisers and have implications for risk profile and account implementation.