Sarasota, FL Office

Success Wealth Management LLC serves individual and high‑net‑worth clients through discretionary asset management, financial planning, and consulting. The firm reports approximately $110.5 million in assets under management across about 814 client relationships, supported by a team of 15 advisors.

SWM typically manages accounts on a discretionary basis, using Modern Portfolio Theory to shape asset allocation and employing sub‑advisor arrangements such as the Market Savings Liquid Program, where client principal is held in a bank account while strategy‑linked securities are held in a custodial account. Accounts are reviewed at least quarterly, and the firm may include investments such as IPOs, alternative investments, structured notes, and private placements where appropriate to client objectives and risk profiles.

Noteworthy distinctions include that SWM maintains multiple offices (16 locations), a structure that is uncommon for firms of this team size, and the brochure discloses the firm pays referral fees to introducers — a material change noted in its filing. The firm’s owner is also active as a licensed insurance agent and receives significant external compensation from insurance sales, a relationship disclosed in the brochure and identified as a potential conflict of interest.