Successful Money Strategies Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$227,105,725
Clients
273
26% high-net-worth
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
273
Very HighAverage account size
$831,889
About
Successful Money Strategies, Inc. provides financial planning and discretionary investment management to individuals — including high net worth clients — and to a limited number of charities, trusts, and small businesses. As of January 12, 2026 the firm reports approximately $227.1 million in assets under management and a single investment advisor serving 273 client accounts.
The firm implements custom asset-allocation models and typically invests in no-load mutual funds, Treasury bonds and negotiable CDs, with trading frequency described as about 2–3 transactions per year depending on the model. Client relationships are tailored through written investment policy statements and formal financial plans, and accounts are custodied primarily at Charles Schwab, where the firm accesses institutional trading and back-office support.
Distinctive features include the concentration of assets and a very high client-to-advisor ratio for a supported firm, which may affect service dynamics compared with peers. The ADV also notes a recent update regarding certain investment adviser representatives no longer being licensed insurance agents — reflecting past or adjacent insurance activity — and the firm discloses the use of client testimonials in its marketing materials, a practice uncommon among similar advisers.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Fee options
$1,500 to $5,000 for financial planning
$0+: 1.5% +: 0.40%
Account minimum: $100,000
Main office location
Successful Money Strategies Inc
10 North Main Street
Fall River MA 02720, United States
Number of offices
1
Most active in
Successful Money Strategies Inc has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts · New Hampshire · New York · Rhode Island · South Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
LinkedIn
Facebook
Instagram
YouTube
Website
(508) 730-2300
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