A complete list of active advisors currently associated with Successful Resource Management, Ltd.
Warmer can help you find a great advisor at Successful Resource Management, Ltd. or one who fits your needs even better.
The firm provides personalized financial planning and discretionary investment management to individual clients, high-net-worth individuals, trusts, charitable organizations and business entities. Services described in the brochure include portfolio management, retirement-plan participant and rollover advice, financial planning (comprehensive and modular), estate planning, and occasional CFO-type services. Investment programs are implemented on a discretionary basis for both retail and qualified plan accounts, with portfolio construction informed in part by technical analysis tools and third‑party software and monitored through periodic reviews. The firm discloses and manages conflicts tied to retirement-plan rollovers, acknowledging its ERISA/IRC fiduciary role and adopting an impartial conduct standard when recommending transfers to IRAs it would manage. Noteworthy features include offering fixed-fee estate planning work and modular or hourly financial planning alongside asset‑based management, and providing discretionary “assets held away” services for 401(k) participants through a custodian. The brochure also discloses that the adviser does not routinely vote client proxies and records a prior consent order (2015) relating to unregistered activity in a state, which the firm has described and addressed.
To learn more about the advisors currently working at Successful Resource Management, Ltd., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Johnston, IA
| 17
|
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