Successful Wealth Strategies, LLC

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Client assets under management

$50,599,858

Clients

187

16% high-net-worth

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

High

Average account size

$270,587

About

Successful Wealth Strategies, LLC provides investment advisory and planning services to individuals (including high‑net‑worth clients), business entities, retirement and pension plans, trusts, estates, municipalities and charitable organizations. The two‑advisor firm manages roughly $50.6 million in client assets and offers discretionary and non‑discretionary portfolio management alongside financial planning, money coaching and business archetype coaching.

The firm emphasizes a behavioral approach, using a money‑coaching discovery process to uncover conscious and subconscious financial patterns that help define a client’s risk tolerance, time horizon and target asset mix. Portfolios are implemented with diversified allocations across mutual funds, ETFs, bonds, individual equities and, when appropriate, third‑party money managers on platforms such as Charles Schwab, AssetMark and First Affirmative, with periodic reviews to update plans and holdings.

Compared with many peers, SWS explicitly includes educational meetings and seminars as part of its retirement plan consulting and participant services, and it offers ongoing money‑coaching and business‑archetype work alongside traditional investment management. The brochure also discloses an affiliate/referral relationship tied to a money‑coaching software tool and states the firm can serve in ERISA fiduciary roles for plan clients, which may differentiate its service mix from similarly sized firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Cash flow / budgeting Wealth management Retirement plans for business owners (SEP, solo 401k)

Fee options

Fixed

Clients may have ongoing financial planning with fixed monthly fees (negotiated prior to work)

Percentage

$0 - $1,000,000: 1.00% annually $1,000,000 - $2,000,000: 0.75% annually $2,000,000+: 0.50% annually

Project-based

Up to $300/hr for Money Coaching, Business Archetype Coaching, & Financial Planning (not to exceed $5,000 annually)

Subscriptions

Ongoing financial planning relationship with fixed monthly fees (negotiated)

Other

Fee-only: Money Coaching, Business Archetype Coaching, & Financial Planning charged hourly up to $300/hr (not to exceed $5,000 annually); Retirement/Pension Plan Consulting fees negotiated up to 0.75% annually

Main office location

Successful Wealth Strategies, LLC

Canton CT, United States

Number of offices

Most active in

Connecticut · Florida · Massachusetts · Pennsylvania · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook Instagram Website 8604706238

Advisors at this firm

David G

Series 63, Series 65

Farmington, CT

Successful Wealth Strategies, LLC

David Gibbs is a financial advisor with Successful Wealth Strategies, LLC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. His prior roles include positions at LPL Financial LLC and National Planning Corporation, and he has operated Gibbs Financial Services, LLC since 2014. Successful Wealth Strategies serves individuals, business entities, trusts, estates, and retirement plans with services including money coaching, financial planning, investment management, and qualified plan consulting. The firm emphasizes a behavioral-first planning process and offers diversified portfolio management alongside educational seminars and coaching integrated into client planning.

Cash flow / budgeting Wealth management Retirement plans for business owners (SEP, solo 401k)

Corrin B

CFP®, Series 63

Canton, CT

Successful Wealth Strategies, LLC

Corrin Burke is a CFP® professional with 25 years of industry experience, currently serving as an advisor at Successful Wealth Strategies, LLC since 2017. She previously worked at Conscious Capital Wealth Management, LLC and J.W. Cole Financial, Inc. Burke serves as treasurer for the charity Love Has a Home. Successful Wealth Strategies works with individuals, business entities, trusts, estates, and retirement plans, offering financial planning, investment management, and qualified plan consulting. The firm emphasizes behavioral-first planning through Money Coaching and Business Archetype Coaching, focusing on diversified asset allocation and client education.

Cash flow / budgeting Wealth management Retirement plans for business owners (SEP, solo 401k)

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