Sugar Maple Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$275,328,078
Clients
202
Advisors
3
of 3 employees
About
Sugar Maple Asset Management provides investment management, retirement-plan consulting, financial planning, and related advisory services to individuals (including high-net-worth clients), pension and defined contribution plans, trusts, estates, charitable/non-profit entities, corporations, and pooled vehicles. The firm manages approximately $291 million in client assets and delivers services through its investment adviser representatives who serve as primary client contacts.
The firm generally provides discretionary portfolio management guided by individualized Investment Policy Statements and takes a longer-term orientation for more volatile assets, while using a mix of individual stocks, bonds, mutual funds, ETFs, and other collective investment vehicles. It also offers retirement-plan advice on a non-discretionary basis, periodic participant education, and the option for an actively managed individual-stock sleeve (typically 15–25 holdings); the firm may recommend and monitor third-party sub-advisors when appropriate.
Notably, Sugar Maple acts as the investment adviser to a privately offered pooled vehicle managed by an affiliated managing member, and that fund relationship involves performance-based compensation — a combination that is uncommon among similar supported firms. The brochure also discloses an arrangement in which the firm receives referrals and revenue sharing from a bank, and that the firm’s owners hold an equity interest in that bank; the adviser identifies these relationships as potential conflicts of interest and documents mitigation through disclosure and internal policies.
Client services
Expertise
Fee options
Flat fees for financial planning and consulting vary depending on complexity; $4,000 annual relationship management fee (may be waived)
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.80% $1,000,001 - $3,000,000: 0.70% $3,000,001 - $10,000,000: 0.65% Over $10,000,000+: Negotiable
$50 to $250 per hour for financial planning and consulting
Performance-based fees charged only to the Private Fund client; 15% to 20% of positive performance above hurdle
Minimum fee: $50 per account base fee plus tiered percentage fees Fee-only: Yes, primarily fee-based advisory services with no commissions
Main office
2580 S Bay Shore Drive, Suite C
Sister Bay WI 54234
Advisors at this office
3
Most active in
Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jeremy S
CFP®, Series 63, Series 65
Sister Bay, WI
Sugar Maple Asset Management, LLC
Jeremy Schwab is a CFP® with 19 years of industry experience, currently serving at Sugar Maple Asset Management, LLC since 2016. He is also President and owner of CAVU Capital Partners, a private fund, where he directs employees and works during trading hours. Prior to his current roles, he has been with CAVU Capital Partners since 2020. Sugar Maple Asset Management is an SEC-registered adviser managing approximately $259 million for about 199 clients, including individuals, retirement plans, trusts, nonprofits, corporations, and private funds. The firm employs a fundamentally driven, longer-term investment approach and offers discretionary management, retirement plan consulting, and financial planning services, also managing the CAVU Private Opportunity Fund.
Terrence J
CFA®, Series 63
Sister Bay, WI
Sugar Maple Asset Management, LLC
Terrence Jack is a CFA® charterholder and registered financial advisor with over 10 years of industry experience. He currently serves as an advisor at Sugar Maple Asset Management, LLC and is the Chief Investment Officer and owner of Cavu Capital Partners, a private fund. Additionally, he provides expert witness testimony in securities trials and works part-time as a Wealth Liaison at Fortifi Bank. Sugar Maple Asset Management offers investment management, retirement-plan consulting, and financial planning services to a diverse client base including individuals, pension plans, trusts, and charitable organizations. The firm emphasizes discretionary portfolio management aligned with individualized investment policies and employs a range of investment vehicles to support a long-term investment approach.
Amy Z
Series 66
Sister Bay, WI
Sugar Maple Asset Management, LLC
Amy Zellner is a financial advisor at Sugar Maple Asset Management, LLC with 12 years of industry experience. She holds the Series 66 designation and previously worked at firms including Cetera Investment Advisors LLC, Fortifi Bank, and Nicolet Advisory Services, LLC. Sugar Maple Asset Management offers investment management, retirement-plan consulting, and financial planning services to a variety of clients, including individuals, pension plans, trusts, and nonprofit entities. The firm employs a longer-term investment approach with discretionary portfolio management guided by individualized Investment Policy Statements.
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