A complete list of active advisors currently associated with Sullivan Financial, LLC
Warmer can help you find a great advisor at Sullivan Financial, LLC or one who fits your needs even better.
Sullivan Financial serves individuals — including high‑net‑worth clients — as well as pension plans, charitable organizations and businesses, offering comprehensive financial planning, focused consulting and portfolio management through the selection of third‑party registered investment advisers. The firm prepares detailed financial plans, provides ongoing consulting as requested, and facilitates investment implementation by recommending outside advisers rather than directly trading client accounts. The firm operates a co‑advisory, largely non‑discretionary model in which clients grant discretionary authority to the selected third‑party advisers while Sullivan conducts due diligence, monitors underlying holdings, and performs periodic reviews; the brochure reports $119,064,924 in non‑discretionary assets under management and describes fee collection and remittance processes handled in coordination with those advisers. Sullivan discloses a standard $1,000,000 account minimum (waivable) and outlines annual reviews of recommended advisers and account reporting through custodians. Notable distinctions disclosed in the brochure include affiliated insurance activity — supervised persons also sell insurance products and may receive commissions for those sales, a conflict the firm documents and discloses to clients — and receipt of marketing allowances and institutional services from third‑party investment advisers and a major custodian. The firm also states it does not provide discretionary asset management itself, does not vote client proxies, and emphasizes oversight and advisor selection as central to its investment relationship with clients.
To learn more about the advisors currently working at Sullivan Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Essex, CT
| 0
| |
Essex, CT
| 17
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")