Sullivan Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sullivan Investment Management provides equity, balanced and fixed-income portfolio management to both individual clients (including high-net-worth clients) and a range of institutional clients. The firm manages accounts on a discretionary basis and offers both a Diversified Mutual Fund Program and a Custom Investment Services Program.
The firm’s investment approach combines a proprietary mutual-fund selection process—screening a universe of over 3,500 no-load funds to select 20–30 “best of class” funds across three model strategies (Income & Growth, Conservative Equity, Total Return)—with individual equity and fixed-income security selection for custom portfolios. Portfolios emphasize mid-cap exposure, fundamental and technical research aimed at earnings growth, and fixed-income laddered or barbell strategies, with research supplemented by third-party providers and soft-dollar arrangements.
Noteworthy for a firm of this size, its client mix explicitly includes corporate pension and profit-sharing plans, charitable institutions, foundations, and endowments in addition to individual households, client types that are less common among independent advisers. The firm combines a mutual-fund-driven suite of strategies with bespoke equity and bond management and augments internal analysis with external research partnerships while managing approximately $111.8 million in discretionary assets.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 1.0% (Custom Investment Services Program); 0.8% (Diversified Mutual Fund Program) $1,000,001 - $1,500,000: 0.8% (Custom Investment Services Program); 0.6% (Diversified Mutual Fund Program) $1,500,001+: 0.4% (Custom Investment Services Program); 0.3% (Diversified Mutual Fund Program)
Account minimum: $200,000 Minimum fee: $800 minimum annual fee Fee-only: Fees are charged as asset-based fees plus a base fee; no commissions are received by the firm
Main office
320 W Grand Ave, Ste 303
Wisconsin Rapids WI 54495
Advisors at this office
1
Most active in
Florida · Michigan · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)