Sullivan Wood Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and investment/financial consulting to individuals and high-net-worth clients, including trusts, estates, and retirement accounts. Services include ongoing portfolio supervision as well as project-based consulting such as cash‑flow planning, estate planning analysis, RMD calculations, and reviews of outside portfolios.
Accounts are managed on a discretionary, tailored basis with consideration of clients’ financial situation, risk tolerance, tax and liquidity needs, and clients may impose reasonable investment restrictions. Investment selection employs both fundamental analysis and technical/charting techniques and the firm may use long- and short-term trades, margin, and aggregated block trading with average-price allocation.
Noteworthy aspects include that the firm is operated by a single, sole‑employee advisor who manages roughly 79 client relationships and about $87.7 million in discretionary AUM, concentrating advisory, compliance, and supervisory responsibilities in one person. The firm recommends a specific custodian (LPL Financial) and discloses economic benefits from that relationship as a potential conflict of interest, and its proxy voting policy states a preference for prioritizing investment returns over corporate governance considerations and may lead the firm in some cases to refrain from voting.
Client services
Expertise
Fee options
$100,000 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% Over $1 million+: 1.00%
$250 per hour, negotiable
Account minimum: $100,000 Fee-only: Fee-only basis; fees are negotiable
Main office
1100 H St NW, Suite 910
Washington DC 20005
Advisors at this office
1
Most active in
District of Columbia · Florida · Maryland · Virginia
Also doing business as
Arnold Capital Management, LLC · Sullivan Wood Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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