Sulzberger Capital Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$115,378,281
Clients
90
Advisors
2
of 2 employees
About
Sulzberger Capital provides discretionary investment management and related financial planning services to individuals, trusts, estates, and business entities, and also serves as a fiduciary for employer-sponsored retirement plans. The firm offers automated planning tools through a third-party platform and manages approximately $117 million across about 90 client relationships, generally with a $100,000 account minimum.
The firm’s investment approach is grounded in fundamental analysis and a primary buy-and-hold strategy, supplemented by asset-allocation across equities, fixed income, mutual funds and alternative products such as private equity and hedge funds; it conducts at least quarterly reviews and may implement shorter-term trades when warranted. Sulzberger typically exercises discretionary authority for portfolio implementation and proxy voting for non-ERISA accounts and documents client objectives and restrictions when establishing accounts.
What distinguishes Sulzberger from many peers is its explicit use of borrowing and derivatives in client accounts: the firm may trade on margin (requiring a client margin agreement) and may sell stock options, including covered calls, for hedging and incremental income — practices that are relatively uncommon among similar small advisers. The brochure also discloses operational details and conflict-management measures tied to these activities (Pershing as the primary executing broker, treatment of negative option values in fee calculations, and a trade-error policy that donates erroneous gains), which provide specific governance around its use of leverage and derivatives.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.90% $5,000,000+: 0.85%
Account minimum: $100,000
Main office
4500 Biscayne Boulevard, Suite 205
Miami FL 33137
Advisors at this office
2
Most active in
Florida · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Cody S
Series 65
Miami, FL
Sulzberger Capital Advisors, Inc.
Cody Shoop is a financial advisor at Sulzberger Capital Advisors, Inc. based in Miami, FL, holding a Series 65 credential with two years of industry experience. Prior to joining Sulzberger Capital Advisors, he served seven years in the U.S. Army and worked at Educational Employees Credit Union and the University of Miami. Outside of his advisory role, he owns an independent Etsy business focused on the design and sale of white lab coats. Sulzberger Capital Advisors provides discretionary investment management and financial planning services to individuals, trusts, estates, and business entities, with a focus on fundamental analysis and a buy-and-hold investment strategy supplemented by asset allocation across various asset classes. The firm is notable for its use of borrowing and derivatives, including trading on margin and selling stock options, which are relatively uncommon among similar-sized advisers.
Eugene S
CFP®, Series 66
Miami, FL
Sulzberger Capital Advisors, Inc.
Eugene Sulzberger is a CFP® and holds a Series 66 license with 20 years of industry experience. He has worked at Sulzberger Capital Advisors, Inc. since 2014 and previously held roles at EFG Capital Advisors Inc., BNY Mellon Securities Corporation, and MBSC, LLC. He is also a director at Sulzberger Enterprises, Inc., a non-investment related business. Sulzberger Capital Advisors provides discretionary investment management and financial planning services to individuals, trusts, estates, business entities, and employer-sponsored retirement plans. The firm employs a buy-and-hold investment approach with asset allocation across multiple asset classes and is noted for its use of borrowing and derivatives in client accounts, including trading on margin and selling covered calls.
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