Summa Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Summa Capital Management advises individuals, high‑net‑worth individuals, trusts and businesses, offering discretionary investment management alongside separate financial planning and consulting engagements. The firm also facilitates client access to a third‑party account aggregation service so unmanaged outside accounts can be viewed alongside managed holdings for reporting purposes.
The firm’s investment approach centers on long‑term strategic asset allocation augmented by dynamic and tactical shifts; portfolios are typically built from mutual funds, ETFs, individual equities and fixed income and may materially deviate from benchmark allocations to pursue perceived opportunities. The adviser manages accounts on a discretionary basis and regularly uses short‑term trades, margin and, in special circumstances, options or short sales to implement tactical positioning or tax‑sensitive actions.
Distinctive practices noted in the brochure include a firm policy requiring clients to custody assets with a single institutional custodian (Charles Schwab) and the firm’s acceptance of in‑kind economic and technology support from that custodian, a potential conflict of interest disclosed by the firm. The firm also disclaims proxy‑voting authority, offers complimentary ad‑hoc consultations to managed clients, and manages about $80 million across fewer than 50 clients, yielding relatively concentrated assets per client compared with many peers.
Client services
Expertise
Fee options
Flat fees for financial planning up to $10,000
$0 - $200,000: 1.5% per annum $200,000 - $500,000: 1.0% per annum $500,000 - $2,000,000: 0.8% per annum $2,000,000 - $5,000,000: 0.7% per annum $5,000,000 - $10,000,000: 0.4% per annum $10,000,000+: 0.3% per annum
Up to $450 per hour for financial planning and consulting services
Account minimum: $100,000 Fee-only: Financial planning and consulting fees charged on an hourly basis up to $450/hour or flat fees up to $10,000; no minimum account size for planning clients
Main office
1129 State Street, Suite 29
Santa Barbara CA 93101-6763
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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