Summit Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management and general consulting to individuals, trusts, and estates, serving both high-net-worth and non‑HNW individual clients. It also offers retirement-account advice under ERISA/IRC fiduciary standards and project‑based consulting such as cash‑flow, estate, and tax‑related planning when engaged.
At the outset the firm develops a Financial Profile and an Investment Plan tailored to each client, and typically implements those plans using mutual funds, individual bonds, CDs and, when appropriate, separate account managers. The firm generally follows a buy‑and‑hold approach, manages accounts on a discretionary basis, and monitors manager performance and client circumstances to update plans as needed.
The firm is partially under common ownership/control with Haynes & Moore, LLC, CPAs, and the firm’s principal is a CPA who continues to consult for the accounting practice on a seasonal basis; some employees of the accounting firm also perform services for the advisor. This formal affiliation with a public accounting firm—and the principal’s ongoing CPA involvement—is uncommon among peers and can facilitate closer coordination between investment advice and tax/accounting services, although each firm’s services and compensation remain separate.
Client services
Expertise
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.05% $1,000,001+: 0.75%
$150 per hour
Minimum fee: Minimum annual fees may apply; specific amounts not stated
Main office
325 W 9th Street NE
Rome GA 30165-2725
Advisors at this office
1
Most active in
Georgia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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