Summit Financial Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Summit Financial Management LLC provides financial planning, investment consultation, portfolio management, and corporate advisory services to individuals (including high-net-worth clients), charitable organizations, foundations, small businesses, and corporations. The firm offers both broad-based and modular planning and may manage accounts on a discretionary or nondiscretionary basis, beginning engagements with an initial interview and documented investment guidelines.
Investment decisions are implemented using a tactical asset-allocation, core-and-satellite approach that typically uses ETFs as the core and actively managed funds, individual securities, structured notes, and fixed income as satellites, with a blend of fundamental and technical analysis. Portfolios and plans are reviewed regularly (quarterly for investment accounts and at least annually for client-level reviews), and the firm provides written reports and revised guidelines as needed.
What is noteworthy for a firm of this size is its mix of services: alongside serving roughly 80 clients and overseeing about $65 million in client assets, it also provides portfolio management for institutional clients and offers corporate advisory work on capital structures and debt optimization—capabilities that are uncommon among independent solo-advisor firms. The firm also conducts complimentary educational workshops and highlights professional standards tied to its principal’s CFA charter.
Client services
Expertise
Fee options
Hourly fees range from $250 to $500 per hour for financial planning and corporate advisory services.
Fee-only: Financial planning fixed fees range from $1,000 to $25,000; Corporate advisory fixed fees range from $2,500 to $250,000.
Main office
1001 W. Glen Oaks Lane, Suite 205
Mequon WI 53092
Advisors at this office
1
Most active in
Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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