Summit Investments and Financial Planning
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Summit Investments and Financial Planning is a state-registered independent adviser that provides discretionary investment management and written financial planning to individuals, businesses and trusts. The firm reports managing assets on a percentage-of-AUM or flat-fee basis, with custodial trading and fee withdrawal handled through Charles Schwab.
The firm’s investment process combines fundamental, macro (top-down) and cyclical analysis and employs both passive and active strategies, using mutual funds, ETFs, individual securities, bonds and certificates of deposit to construct portfolios. It operates with discretionary trading authority, conducts regular account reviews, and applies tactical overweighting or underweighting based on identified macro factors.
Although organized as a solo adviser, the brochure describes services and investment capabilities relevant to a broader set of non‑retail clients — for example, discussion of municipal bonds, bank obligations and CDs alongside acceptance of business and trust accounts — indicating the firm works with corporate, banking, municipal, charitable and other institutional account types that are less common for firms of this size. The adviser also notes a CFA designation and an insurance license that is not used to sell products to clients, and it discloses block trading practices and quarterly statements via its Schwab custodian.
Client services
Expertise
Fee options
Flat annual fee ranging from $0 to $10,000 depending on complexity
$0 - $999,999: 1.25% $1,000,000+: 1.0%
Minimum fee: Flat annual fee ranging from $0 to $10,000 depending on complexity
Main office
2853 Crows Nest Cir
Uniontown OH 44685
Advisors at this office
1
Most active in
Ohio
Also doing business as
Mcgill Investment Advisory, LLC · Summit Investments And Financial Planning
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")